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Merrill Lynch, Pierce, Fenner & Smith Incorporated

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on Sept. 7, 2019
    • $797.3B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 2M
      Accounts
    • $322.5K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

32,942

name start date
George Anthony Dunn
September 2011
Vikas Mohindra
November 2008
John Maurice Negrete
November 2018
Arman Melikian
January 2016
Bruce Russell Wall
September 2011

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Banc of America Securities Asia Limited -- --
    Bank of America California, National Association -- --
    Bank of America Malaysia Berhad -- --
    Bank of America Merrill Lynch Banco Multiplo S.A. -- --
    Bank of America Merrill Lynch International D.A.C. -- --
    Bank of America Mexico, S.A., Institucion De Banca Multiple -- --
    Bank of America Singapore Limited -- --
    Bank of America, National Association -- --
    Dsp Merrill Lynch Limited -- --
    Managed Account Advisors LLC IAR $342,374,966,077
    Merrill Lynch (Asia Pacific) Limited -- --
    Merrill Lynch (Australia) Futures Limited -- --
    Merrill Lynch (Singapore) Pte Ltd. -- --
    Merrill Lynch Argentina S.A. -- --
    Merrill Lynch Bank and Trust Company (Cayman) Limited -- --
    Merrill Lynch Canada Inc. -- --
    Merrill Lynch Capital Markets Espana, S.A., S.V. -- --
    Merrill Lynch Corredores De Bolsa, Spa -- --
    Merrill Lynch Equities (Australia) Limited -- --
    Merrill Lynch Equity S.A.R.L. -- --
    Merrill Lynch Far East Limited -- --
    Merrill Lynch International -- --
    Merrill Lynch International Incorporated -- --
    Merrill Lynch Japan Securities Co., Ltd. -- --
    Merrill Lynch Markets (Australia) Pty. Limited -- --
    Merrill Lynch Markets Singapore Pte. Ltd. -- --
    Merrill Lynch Mexico, S.A. De C.V., Casa De Bolsa -- --
    Merrill Lynch Professional Clearing Corp. Broker-Dealer --
    Merrill Lynch S.A. Corretora De Titutos E Valores Mobiliarios -- --
    Merrill Lynch Securities (Taiwan) Ltd. -- --
    Merrill Lynch Securities (Thailand) Limited -- --
    Merrill Lynch South Africa Proprietary Limited -- --
    Merrill Lynch Yatirim Bank A.S. -- --
    Merrill Lynch, Kingdom of Saudi Arabia Company -- --
    Pt Merrill Lynch Sekuritas Indonesia -- --
    Recontrust Company, National Association -- --
    U.S. Trust Company of Delaware -- --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Robert Scott S Henderson Chief Legal Officer May, 2019 less than 5%
      Lorna Rose Sabbia Director May, 2019 less than 5%
      Aron Daniel Levine Director May, 2019 less than 5%
      Keith Thomas Banks Director May, 2019 less than 5%
      Andrew Mason Sieg Director; Chief Executive Officer; State Designated Principal January, 2016 less than 5%
      Gloria Regina Greco Chief Compliance Officer February, 2015 less than 5%
      Kirstin Nilsson Hill State Designated Principal January, 2019 less than 5%
      Lindsay Denardo Hans State Designated Principal January, 2019 less than 5%
      Lizbeth Nelle Applebaum Chief Financial Officer September, 2016 less than 5%
      Joseph Anthony Jr Guardino Chief Operations Officer & Finop April, 2015 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Fixed Fees
        • Commissions