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Merrill Lynch, Pierce, Fenner & Smith Incorporated

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Overview

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on Feb. 23, 2019
    • $819.8B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 2M
      Accounts
    • $360.8K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

34,134

name start date
Nick Rygiel CRPC®
December 2011
Alexander George Beck
September 2018
Robert Leeper
November 2001
Eric Berls, CFP®
June 2015
Arman Melikian
January 2016

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Bacap Alternative Advisors, Inc. -- --
    Banc of America Securities Asia Limited -- --
    Bank of America California, National Association -- --
    Bank of America Malaysia Berhad -- --
    Bank of America Merrill Lynch Banco Multiplo S.A. -- --
    Bank of America Merrill Lynch International D.A.C. -- --
    Bank of America Merrill Lynch International Limited -- --
    Bank of America Mexico, S.A., Institucion De Banca Multiple -- --
    Bank of America Singapore Limited -- --
    Bank of America, National Association -- --
    Dsp Merrill Lynch Limited -- --
    Managed Account Advisors LLC IAR $255,702,197,910
    Merrill Lynch (Asia Pacific) Limited -- --
    Merrill Lynch (Australia) Futures Limited -- --
    Merrill Lynch (Singapore) Pte Ltd. -- --
    Merrill Lynch Alternative Investments LLC IAR $116,824,790
    Merrill Lynch Argentina S.A. -- --
    Merrill Lynch Bank and Trust Company (Cayman) Limited -- --
    Merrill Lynch Canada Inc. -- --
    Merrill Lynch Capital Markets Espana, S.A., S.V. -- --
    Merrill Lynch Corredores De Bolsa, Spa -- --
    Merrill Lynch Equities (Australia) Limited -- --
    Merrill Lynch Equity S.A.R.L. -- --
    Merrill Lynch Far East Limited -- --
    Merrill Lynch International -- --
    Merrill Lynch International Incorporated -- --
    Merrill Lynch Japan Securities Co., Ltd. -- --
    Merrill Lynch Markets (Australia) Pty. Limited -- --
    Merrill Lynch Markets Singapore Pte. Ltd. -- --
    Merrill Lynch Mexico, S.A. De C.V., Casa De Bolsa -- --
    Merrill Lynch Professional Clearing Corp. Broker-Dealer --
    Merrill Lynch S.A. Corretora De Titutos E Valores Mobiliarios -- --
    Merrill Lynch Securities (Taiwan) Ltd. -- --
    Merrill Lynch Securities (Thailand) Limited -- --
    Merrill Lynch South Africa Proprietary Limited -- --
    Merrill Lynch Yatirim Bank A.S. -- --
    Merrill Lynch, Kingdom of Saudi Arabia Company -- --
    Pt Merrill Lynch Sekuritas Indonesia -- --
    Recontrust Company, National Association -- --
    U.S. Trust Company of Delaware -- --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Kirstin Nilsson Hill State Designated Principal January, 2019 less than 5%
      Lindsay Denardo Hans State Designated Principal January, 2019 less than 5%
      Andrew Mason Sieg Director; State Designated Principal January, 2016 less than 5%
      Lizbeth Nelle Applebaum Chief Financial Officer September, 2016 less than 5%
      Joseph Anthony Jr Guardino Chief Operations Officer & Finop April, 2015 less than 5%
      William Charles Jr Caccamise Chief Legal Officer & General Counsel March, 2009 less than 5%
      Thomas Kell Montag Director, Chairman Of The Board & Chief Executive Officer January, 2016 less than 5%
      Gloria Regina Greco Co-Chief Compliance Officer/Broker-Dealer And Chief Compliance Officer/Registered Investment Adviser February, 2015 less than 5%
      Fabrizio Gallo Director February, 2016 less than 5%
      Wilfred Eric Gallinek Co-Chief Compliance Officer/Broker-Dealer February, 2015 less than 5%
        Source: SEC

        Fees

        There is no compensation data available to display at this time