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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on Aug. 7, 2019
    • $2.2B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 6K
      Accounts
    • $344.6K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

275

name start date
Timothy Francis O'Donovan
May 2019
Hee Sook Yang
May 2004
Joel Christopher Rolla
November 2001
James Michael Richard
July 2010
Stanley Raymond Heimerl
April 2011

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    B. Riley & Co., LLC IAR $9,335,555
    B. Riley Asset Management -- --
    Fiduciary Financial Services Wealth Management -- --
    Mlv & Co. LLC Broker-Dealer --
    Wunderlich Capital Management IAR $136,205,000
    Wunderlich Insurance Agency of Texas, Inc. -- --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      James Timothy Ritt Chief Compliance Officer And General Counsel August, 2015 less than 5%
      Philip Richard Jr Zanone Director/Ceo December, 1997 less than 5%
      Mary Ann Nell Swain Chief Financial Officer February, 2019 less than 5%
      Candy Johnson Palugi Chief Compliance Officer - Investment Advisory Services January, 2019 less than 5%
      Stephen Joseph Bonnema Chief Administrative Officer July, 2002 less than 5%
        Source: SEC

        Fees

        There is no compensation data available to display at this time