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Northwestern Mutual Investment Services,LLC

Northwestern Mutual Investment Services,LLC



ETF Holdings

Name Assets
iShares Core Total USD Bond Market ETF $356,842,000
iShares Global REIT ETF $14,872,000
Goldman Sachs ActiveBeta International Equity ETF $10,877,000
Oppenheimer Ultra Dividend Revenue ETF $9,561,000
iShares iBonds Sep 2019 Term Muni Bond ETF $9,537,000
Victory CEMP US 500 Enhanced Volatility Wtd Index ETF $9,131,000
iShares iBonds Dec 2021 Term Muni Bond ETF $6,444,000
Oppenheimer Small Cap Revenue ETF $5,455,000
Vanguard International Dividend Appreciation Index Fund $4,945,000
Vanguard S&P Small-Cap 600 Index Fund $3,753,000
Hartford Multifactor Developed Markets (ex-US) ETF $3,641,000
iShares Edge MSCI Multifactor Intl ETF $3,196,000
Fidelity MSCI Real Estate Index ETF $2,308,000
Victory CEMP US EQ Income Enhanced Volatility Wtd Index ETF $2,231,000
iShares iBonds Dec 2022 Term Muni Bond ETF $2,186,000
iShares Edge MSCI Multifactor USA ETF $1,912,000
EMQQ The Emerging Markets Internet & Ecommerce ETF $1,285,000
ARK Web x.0 ETF $1,219,000
Victory CEMP US 500 Volatility Wtd Index ETF $605,000
ProShares S&P MidCap 400 Dividend Aristocrats ETF $551,000
SPDR S&P 500 Fossil Fuel Reserves Free ETF $460,000
iShares Morningstar Mid-Cap Value ETF $365,000
iShares MSCI ACWI Low Carbon Target ETF $325,000
Vanguard Russell 3000 Index Fund $280,000
WisdomTree Total Dividend Fund $261,000
SPDR S&P 600 Small Cap ETF $259,000
iShares Edge MSCI Multifactor Emerging Markets ETF $232,000
Vanguard Russell 2000 Growth Index Fund $200,000
Schwab Fundamental International Small Company Index ETF $124,000
SPDR SSGA Gender Diversity Index ETF $118,000
iShares Morningstar Small-Cap Value ETF $87,000
WisdomTree Bloomberg Floating Rate Treasury Fund $78,000
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund $67,000
Fidelity MSCI Consumer Staples Index ETF $54,000
iShares Edge MSCI Intl Quality Factor ETF $50,000
ProShares Ultra Technology $44,000
Fidelity MSCI Information Technology Index ETF $42,000
Schwab Fundamental Emerging Markets Large Company Index ETF $35,000
iShares Morningstar Mid-Cap Growth ETF $34,000
Fidelity MSCI Consumer Discretionary Index ETF $34,000
Deutsche X-trackers Municipal Infrastructure Revenue Bond ETF $31,000
VanEck Vectors Morningstar International Moat ETF $31,000
iShares MSCI China Small-Cap ETF $30,000
iShares Convertible Bond ETF $29,000
VanEck Vectors AMT-Free Short Municipal Index ETF $27,000
Vanguard Russell 2000 Value Index Fund $25,000
Fidelity MSCI Materials Index ETF $25,000
SPDR S&P 1500 Value TILT ETF $22,000
iShares International Aggregate Bond ETF $18,000
iShares Morningstar Large-Cap Value ETF $17,000
SPDR S&P Health Care Equipment ETF $14,000
Vanguard Russell 1000 Value Index Fund $14,000
Vanguard Russell 1000 Index Fund $11,000
iShares MSCI Italy Capped ETF $8,000
VanEck Vectors Unconventional Oil & Gas ETF $8,000
Deutsche X-trackers Russell 1000 Enhanced Beta ETF $5,000
Global X Scientific Beta US ETF $2,000
First Trust Natural Gas ETF $2,000
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund $1,000
iShares Edge MSCI Multifactor USA Small-Cap ETF $1,000



    Last updated on March 23, 2019
      • N/A
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • N/A
      • N/A
        Estimated Average Account Balance


    Firm Services

    There is no Services data available to display at this time.

    Firm Client types


    Current Advisors

    # of advisors


    name start date
    Thomas Jensen
    June 2014
    Daniel Gregory Hottel
    September 1999
    Cassandra L Smith
    December 2017
    Donald Kent Kirk
    April 1986
    Derek Anthony Skovbroten
    September 2014

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Learnvest Planning Services, LLC IAR $0
      Mason Street Advisors, LLC IAR $26,440,000,000
      Northwestern Long Term Care Insurance Company -- --
      Northwestern Mutual -- --
      Northwestern Mutual Capital Gp Ii, LLC -- --
      Northwestern Mutual Capital Gp Iii, LLC -- --
      Northwestern Mutual Capital Gp Iv, LLC -- --
      Northwestern Mutual Capital Gp, LLC -- --
      Northwestern Mutual Capital, LLC -- --
      Northwestern Mutual Wealth Management Company IAR $1,023,387,936



        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        Jeffrey B Williams Vice President And Chief Compliance Officer February, 2006 less than 5%
        John Mitchell Grogan Director And Senior Vice President June, 2010 less than 5%
        Jennifer L O'Leary Treasurer/Finop November, 2012 less than 5%
        Timothy John Gerend Director And Senior Vice President September, 2014 less than 5%
        Calvin Robert Schmidt President And Ceo And Director July, 2017 less than 5%
        Christian Winfield Mitchell Director And Vice President August, 2017 less than 5%
          Source: SEC


          Types of Compensation Arrangements

          • Fixed Fees
          • Other