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Northwestern Mutual Investment Services,LLC

Northwestern Mutual Investment Services,LLC



ETF Holdings

Name Assets
Goldman Sachs ActiveBeta International Equity ETF $9,124,000
Victory CEMP US 500 Volatility Wtd Index ETF $6,972,000
Victory CEMP US 500 Enhanced Volatility Wtd Index ETF $6,232,000
iShares iBonds Sep 2019 Term Muni Bond ETF $5,153,000
Fidelity MSCI Health Care Index ETF $4,827,000
iShares iBonds Dec 2021 Term Muni Bond ETF $3,321,000
Vanguard International Dividend Appreciation Index Fund $3,050,000
Oppenheimer Small Cap Revenue ETF $2,485,000
Oppenheimer Ultra Dividend Revenue ETF $2,094,000
iShares Global REIT ETF $2,035,000
iShares Edge MSCI Multifactor USA ETF $1,871,000
iShares Edge MSCI Multifactor Intl ETF $1,326,000
EMQQ The Emerging Markets Internet & Ecommerce ETF $1,008,000
Fidelity MSCI Real Estate Index ETF $808,000
iShares iBonds Dec 2022 Term Muni Bond ETF $429,000
Victory CEMP US EQ Income Enhanced Volatility Wtd Index ETF $363,000
Fidelity MSCI Information Technology Index ETF $334,000
Vanguard Russell 3000 Index Fund $288,000
iShares Core Total USD Bond Market ETF $281,000
WisdomTree Total Dividend Fund $251,000
Schwab Fundamental US Large Company Index ETF $242,000
Vanguard Russell 2000 Growth Index Fund $218,000
SPDR S&P 500 Fossil Fuel Reserves Free ETF $207,000
Schwab Fundamental International Large Company Index ETF $153,000
iShares MSCI ACWI Low Carbon Target ETF $131,000
iShares Morningstar Small-Cap Value ETF $110,000
SPDR SSGA Gender Diversity Index ETF $98,000
iShares Morningstar Mid-Cap Value ETF $96,000
Vanguard S&P Small-Cap 600 Index Fund $75,000
iShares Core 10+ Year USD Bond ETF $60,000
VanEck Vectors Oil Refiners ETF $53,000
ProShares Ultra Dow30 $53,000
ProShares Ultra Technology $48,000
iShares Morningstar Mid-Cap Growth ETF $34,000
Fidelity MSCI Consumer Discretionary Index ETF $32,000
iShares MSCI China Small-Cap ETF $31,000
Vanguard International High Dividend Yield Index Fund $29,000
SPDR S&P Health Care Equipment ETF $29,000
Vanguard Russell 2000 Value Index Fund $28,000
Schwab Fundamental Emerging Markets Large Company Index ETF $24,000
FlexShares Quality Dividend Defensive Index Fund $24,000
SPDR S&P North American Natural Resources ETF $22,000
Fidelity MSCI Consumer Staples Index ETF $21,000
SPDR Russell 1000 Momentum Focus ETF $20,000
Schwab Fundamental International Small Company Index ETF $20,000
Vident Core US Equity Fund $20,000
iShares Morningstar Large-Cap Value ETF $18,000
AdvisorShares Dorsey Wright ADR ETF $17,000
Schwab Intermediate-Term US Treasury ETF $15,000
Vanguard Russell 1000 Value Index Fund $15,000
Fidelity MSCI Materials Index ETF $13,000
First Trust Global Tactical Commodity Strategy Fund $13,000
Vanguard Russell 1000 Index Fund $11,000
VanEck Vectors Unconventional Oil & Gas ETF $10,000
VanEck Vectors Rare Earth/Strategic Metals ETF $10,000
Deutsche X-trackers Japan JPX-Nikkei 400 Equity ETF $8,000
First Trust Small Cap Growth AlphaDEX Fund $8,000
Cambria Global Value ETF $7,000
KraneShares CSI China Internet ETF $7,000
iShares Interest Rate Hedged Corporate Bond ETF $6,000
SPDR Bloomberg Barclays Mortgage Backed Bond ETF $5,000
Schwab Fundamental US Broad Market Index ETF $4,000
iShares Global Clean Energy ETF $3,000
ProShares S&P MidCap 400 Dividend Aristocrats ETF $2,000
iShares MSCI Italy Capped ETF $1,000
WisdomTree Bloomberg US Dollar Bullish Fund $1,000
SPDR S&P 600 Small Cap ETF $1,000
ARK Web x.0 ETF $1,000



    Last updated on May 25, 2018
      • N/A
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • N/A
      • N/A
        Estimated Average Account Balance


    Firm Services

    There is no Services data available to display at this time.

    Firm Client types


    Current Advisors

    # of advisors


    name start date
    Thomas Jensen
    June 2014
    Daniel Gregory Hottel
    September 1999
    Michael A Gaudet
    March 2004
    Greg Cloyd Anderson
    December 1987
    Taylor Lauren Schroeder
    April 2017

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Learnvest Planning Services, LLC IAR $0
      Mason Street Advisors, LLC IAR $26,440,000,000
      Northwestern Long Term Care Insurance Company -- --
      Northwestern Mutual -- --
      Northwestern Mutual Capital Gp Ii, LLC -- --
      Northwestern Mutual Capital Gp Iii, LLC -- --
      Northwestern Mutual Capital Gp Iv, LLC -- --
      Northwestern Mutual Capital Gp, LLC -- --
      Northwestern Mutual Capital, LLC -- --
      Northwestern Mutual Wealth Management Company IAR $1,023,387,936



        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        Jeffrey B Williams Vice President And Chief Compliance Officer February, 2006 less than 5%
        John Mitchell Grogan Director And Senior Vice President June, 2010 less than 5%
        Jennifer L O'Leary Treasurer/Finop November, 2012 less than 5%
        Timothy John Gerend Director And Senior Vice President September, 2014 less than 5%
        Calvin Robert Schmidt President And Ceo And Director July, 2017 less than 5%
        Christian Winfield Mitchell Director And Vice President August, 2017 less than 5%
          Source: SEC


          Types of Compensation Arrangements

          • Fixed Fees
          • Other