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Northwestern Mutual Investment Services,LLC

Northwestern Mutual Investment Services,LLC



ETF Holdings

Name Assets
iShares Global REIT ETF $14,872,000
Oppenheimer Ultra Dividend Revenue ETF $9,561,000
iShares iBonds Sep 2019 Term Muni Bond ETF $9,537,000
Victory CEMP US 500 Enhanced Volatility Wtd Index ETF $9,131,000
iShares iBonds Dec 2021 Term Muni Bond ETF $6,444,000
Oppenheimer Small Cap Revenue ETF $5,455,000
iShares iBonds Dec 2022 Term Muni Bond ETF $2,186,000
iShares Edge MSCI Multifactor USA ETF $1,912,000
EMQQ The Emerging Markets Internet & Ecommerce ETF $1,285,000
Victory CEMP US 500 Volatility Wtd Index ETF $605,000
ProShares S&P MidCap 400 Dividend Aristocrats ETF $551,000
SPDR S&P 500 Fossil Fuel Reserves Free ETF $460,000
iShares MSCI ACWI Low Carbon Target ETF $325,000
Vanguard Russell 3000 Index Fund $280,000
WisdomTree Total Dividend Fund $261,000
SPDR S&P 600 Small Cap ETF $259,000
iShares Edge MSCI Multifactor Emerging Markets ETF $232,000
Vanguard Russell 2000 Growth Index Fund $200,000
SPDR SSGA Gender Diversity Index ETF $118,000
iShares Morningstar Small-Cap Value ETF $87,000
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund $67,000
iShares Edge MSCI Intl Quality Factor ETF $50,000
ProShares Ultra Technology $44,000
Fidelity MSCI Information Technology Index ETF $42,000
Schwab Fundamental Emerging Markets Large Company Index ETF $35,000
iShares Morningstar Mid-Cap Growth ETF $34,000
Fidelity MSCI Consumer Discretionary Index ETF $34,000
Deutsche X-trackers Municipal Infrastructure Revenue Bond ETF $31,000
VanEck Vectors Morningstar International Moat ETF $31,000
iShares MSCI China Small-Cap ETF $30,000
iShares Convertible Bond ETF $29,000
VanEck Vectors AMT-Free Short Municipal Index ETF $27,000
Vanguard Russell 2000 Value Index Fund $25,000
Fidelity MSCI Materials Index ETF $25,000
SPDR S&P 1500 Value TILT ETF $22,000
iShares Morningstar Large-Cap Value ETF $17,000
Vanguard Russell 1000 Value Index Fund $14,000
Vanguard Russell 1000 Index Fund $11,000
VanEck Vectors Unconventional Oil & Gas ETF $8,000
First Trust Natural Gas ETF $2,000
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund $1,000
iShares Edge MSCI Multifactor USA Small-Cap ETF $1,000



    Last updated on Dec. 22, 2019
      • N/A
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • N/A
      • N/A
        Estimated Average Account Balance


    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    There is no client type data to display at this time.


    Current Advisors

    # of advisors


    name start date
    Thomas Jensen
    June 2014
    Daniel Gregory Hottel
    September 1999
    Kerma Thomas Headrick
    November 2016
    Michelle Shaw
    January 2018
    Michael William Mohr
    September 1995

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Mason Street Advisors, LLC IAR $27,664,000,000
      Nmc V Gp, LLC -- --
      Northwestern Long Term Care Insurance Company -- --
      Northwestern Mutual -- --
      Northwestern Mutual Capital Gp Ii, LLC -- --
      Northwestern Mutual Capital Gp Iii, LLC -- --
      Northwestern Mutual Capital Gp Iv, LLC -- --
      Northwestern Mutual Capital Gp, LLC -- --
      Northwestern Mutual Investment Management Company, LLC -- --
      Northwestern Mutual Wealth Management Company IAR $1,023,387,936



        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        David William Simbro Senior Vice President August, 2018 less than 5%
        Don P Gehrke Chief Operations Officer October, 2018 less than 5%
        Bradley Leahy Eull Nmis Secretary December, 2018 less than 5%
        Rebecca Lynn Villegas Vice President And Chief Compliance Officer May, 2019 less than 5%
        Lori Massey Brissette President And Ceo And Director August, 2019 less than 5%
        Eva Marie Schoenborn Vice President - Ips Product August, 2019 less than 5%
        John C Roberts Director And Vice President December, 2019 less than 5%
        Kelly Lynn Martin Treasurer/Finop December, 2019 less than 5%
          Source: SEC


          Types of Compensation Arrangements

          • Fixed Fees
          • Other