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Northwestern Mutual Investment Services,LLC

Northwestern Mutual Investment Services,LLC



ETF Holdings

Name Assets
iShares Global REIT ETF $12,428,000
Goldman Sachs ActiveBeta International Equity ETF $8,874,000
iShares iBonds Sep 2019 Term Muni Bond ETF $8,547,000
Victory CEMP US 500 Enhanced Volatility Wtd Index ETF $8,293,000
Oppenheimer Ultra Dividend Revenue ETF $6,502,000
iShares iBonds Dec 2021 Term Muni Bond ETF $5,575,000
iShares Core Total USD Bond Market ETF $5,388,000
Oppenheimer Small Cap Revenue ETF $4,410,000
Vanguard International Dividend Appreciation Index Fund $4,315,000
Victory CEMP US 500 Volatility Wtd Index ETF $3,840,000
Vanguard S&P Small-Cap 600 Index Fund $3,127,000
Hartford Multifactor Developed Markets (ex-US) ETF $2,435,000
Fidelity MSCI Real Estate Index ETF $1,895,000
Schwab Fundamental International Large Company Index ETF $1,740,000
iShares Edge MSCI Multifactor Intl ETF $1,718,000
iShares iBonds Dec 2022 Term Muni Bond ETF $1,469,000
EMQQ The Emerging Markets Internet & Ecommerce ETF $857,000
iShares Edge MSCI Multifactor USA ETF $797,000
SPDR S&P 500 Fossil Fuel Reserves Free ETF $457,000
Victory CEMP US EQ Income Enhanced Volatility Wtd Index ETF $372,000
ProShares S&P MidCap 400 Dividend Aristocrats ETF $354,000
iShares MSCI ACWI Low Carbon Target ETF $285,000
Schwab Fundamental US Large Company Index ETF $256,000
Vanguard Russell 3000 Index Fund $246,000
WisdomTree Total Dividend Fund $221,000
SPDR S&P 500 High Dividend ETF $219,000
SPDR S&P 600 Small Cap ETF $212,000
iShares Morningstar Mid-Cap Value ETF $172,000
Vanguard Russell 2000 Growth Index Fund $171,000
iShares International Aggregate Bond ETF $139,000
Schwab Fundamental International Small Company Index ETF $115,000
iShares Morningstar Small-Cap Value ETF $78,000
Fidelity MSCI Information Technology Index ETF $62,000
SPDR SSGA Gender Diversity Index ETF $60,000
Vanguard Russell 1000 Value Index Fund $54,000
iShares MSCI China Small-Cap ETF $53,000
Fidelity MSCI Consumer Staples Index ETF $46,000
ProShares Ultra Dow30 $41,000
UBS Exchange Traded Access Securities (E-TRACS) 2x Leveraged Long Wells Fargo BDC Index $40,000
ProShares Ultra Technology $32,000
Schwab Intermediate-Term US Treasury ETF $29,000
iShares Morningstar Mid-Cap Growth ETF $28,000
Vanguard International High Dividend Yield Index Fund $27,000
iShares Convertible Bond ETF $27,000
Fidelity MSCI Consumer Discretionary Index ETF $27,000
SPDR S&P Health Care Equipment ETF $26,000
Schwab Fundamental Emerging Markets Large Company Index ETF $23,000
Vanguard Russell 2000 Value Index Fund $23,000
SPDR S&P 1500 Value TILT ETF $20,000
ProShares Russell 2000 Dividend Growers ETF $18,000
SPDR S&P North American Natural Resources ETF $18,000
WisdomTree Total Earnings Fund $16,000
Vident Core US Equity Fund $16,000
iShares Morningstar Large-Cap Value ETF $16,000
WisdomTree BofA Merrill Lynch High Yield Bond Negative Duration Fund $15,000
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund $15,000
ARK Web x.0 ETF $12,000
VanEck Vectors Morningstar International Moat ETF $11,000
Vanguard Russell 1000 Index Fund $10,000
VanEck Vectors Unconventional Oil & Gas ETF $9,000
VanEck Vectors Rare Earth/Strategic Metals ETF $7,000
Direxion All Cap Insider Sentiment Shares $6,000
Fidelity MSCI Materials Index ETF $2,000
First Trust Natural Gas ETF $2,000



    Last updated on May 25, 2018
      • N/A
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • N/A
      • N/A
        Estimated Average Account Balance


    Firm Services

    There is no Services data available to display at this time.

    Firm Client types


    Current Advisors

    # of advisors


    name start date
    Thomas Jensen
    June 2014
    Daniel Gregory Hottel
    September 1999
    Michael A Gaudet
    March 2004
    Johnny Ching-Lun Huang
    October 2007
    Jordan Thomas Nash
    July 2017

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Learnvest Planning Services, LLC IAR $0
      Mason Street Advisors, LLC IAR $26,440,000,000
      Northwestern Long Term Care Insurance Company -- --
      Northwestern Mutual -- --
      Northwestern Mutual Capital Gp Ii, LLC -- --
      Northwestern Mutual Capital Gp Iii, LLC -- --
      Northwestern Mutual Capital Gp Iv, LLC -- --
      Northwestern Mutual Capital Gp, LLC -- --
      Northwestern Mutual Capital, LLC -- --
      Northwestern Mutual Wealth Management Company IAR $1,023,387,936



        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        Jeffrey B Williams Vice President And Chief Compliance Officer February, 2006 less than 5%
        John Mitchell Grogan Director And Senior Vice President June, 2010 less than 5%
        Jennifer L O'Leary Treasurer/Finop November, 2012 less than 5%
        Timothy John Gerend Director And Senior Vice President September, 2014 less than 5%
        Calvin Robert Schmidt President And Ceo And Director July, 2017 less than 5%
        Christian Winfield Mitchell Director And Vice President August, 2017 less than 5%
          Source: SEC


          Types of Compensation Arrangements

          • Fixed Fees
          • Other