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Northeast Financial Consultants, Inc

Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Assets

Assets

Last updated on June 12, 2019
    • $2.7B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 1K
      Accounts
    • $2.1M
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

3

name start date
Frank Dominick Rossetti
July 2018
Elwood Brian Davis
April 2001
Scott Gowell Patten
May 2018

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Glenn Depasquale, Sr. -- --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Elwood Brian Davis President October, 1999 75% or more
      Catherine Lee Davis Vice President, Treasurer April, 2013 less than 5%
      Patrice Swan Reilly Chief Compliance Officer; Chief Operations Ofc; Secretary; Vp April, 2013 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Fixed Fees