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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Name Assets
SPDR S&P 600 Small Cap ETF $3,109,000

    Assets

    Assets

    Last updated on June 12, 2019
      • $2.1B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 1K
        Accounts
      • $1.5M
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    There is no client type data to display at this time.

    Advisors

    Current Advisors

    # of advisors

    10

    name start date
    Brian Eugene Dombkowski
    February 2010
    Madeline Loomis Whyte
    September 2013
    Jeffrey Louis Abadie
    February 2010
    Kristin Michelle Sun
    November 2011
    Stephen Ford Peterson
    February 2010

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Stephen Ford Peterson Senior Wealth Manager June, 2009 10% to 25%
      Sara Kathleen Craven Chief Wealth Manager June, 2009 10% to 25%
      Brenda Ann Vingiello Chief Investment Officer June, 2012 10% to 25%
      Brian Eugene Dombkowski Chief Executive Officer February, 2010 10% to 25%
      Mark Francis Strahs Senior Portfolio Manager June, 2017 5% to 10%
      Kimberleigh Anne Williams Senior Wealth Manager June, 2009 5% to 10%
      Jane Hyde Williams Chairman March, 1982 5% to 10%
      Jeffrey Louis Abadie Senior Wealth Manager June, 2009 5% to 10%
      Anthony Donald Craun Chief Operating Officer June, 2009 5% to 10%
      Kristin Michelle Sun Senior Wealth Manager June, 2018 5% to 10%
      Robert Scott Hutchinson Senior Portfolio Manager June, 2017 less than 5%
      Caroline Alma Curts Chief Compliance Officer March, 2018 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets