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Last updated on July 16, 2016
    • $143.8B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 4K
    • $36.0M
      Estimated Average Account Balance


Firm Services

  • Other
    • -Selection of Other Advisors

Firm Client types


Current Advisors

# of advisors


name start date
David Richard Kowalski
February 2006

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Intech IAR $47,611,870,729
    Janus Capital Asia Limited -- --
    Janus Capital Institutional Advisers LLC -- --
    Janus Capital International Limited -- --
    Janus Capital Singapore Pte. Limited IAR $297,493,398
    Janus Distributors LLC Broker-Dealer --
    Kapstream Capital Dual Registrant $0
    Perkins Investment Management LLC IAR $7,999,895,367
    Velocitycapital Management LLC -- --
    Vls Securities LLC Broker-Dealer --



      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Michelle Rose Rosenberg Senior Vice President, Deputy General Counsel September, 2015 less than 5%
      Jennifer Joyce Mcpeek Chief Financial Officer August, 2013 less than 5%
      Bruce Lewis Koepfgen President August, 2013 less than 5%
      Richard Gibson Smith Chief Investment Officer, Fixed Income November, 2006 less than 5%
      David Richard Kowalski Senior V.P. Of Compliance, Chief Compliance Officer February, 2005 less than 5%
      Enrique Chang Chief Investment Officer Of Equities And Asset Allocation September, 2013 less than 5%
      Augustus Cheh Executive Vice President March, 2011 less than 5%
      George Samuel Batejan Executive V.P. And Global Head Of Technology And Operations October, 2010 less than 5%
      Richard Maccoy Weil Chief Executive Officer February, 2010 less than 5%
        Source: SEC


        Types of Compensation Arrangements

        • Percentage Of Assets
        • Performance-Based Fees