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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

Assets

Assets

Last updated on June 12, 2019
    • $697.4M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 2K
      Accounts
    • $341.7K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

9

name start date
Benjamin C Lau
November 2002
Jennifer Soriano Necir
August 2015
Landon M Yoshida
July 2011
Christopher Alan Whitaker
December 2017
Rhonda Louise Ducote
November 2000

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Harmon Anson Kong Secretary, Cfo, Treasurer, Chief Wealth Manager, Director, Chief Compliance Officer, Trustee Of Kong Trust January, 1998 50% to 75%
    Lea Theresa Kong Trustee Of Kong Trust August, 1998 50% to 75%
    Rhonda Louise Ducote President, Senior Wealth Manager, Director, Trustee Of Ducote Family Trust January, 2010 10% to 25%
    Wendy Youme Lau Trustee Of Lau Family Trust August, 2013 10% to 25%
    Benjamin C Lau Vice President, Chief Investment Officer, Director, Trustee Of Lau Family Trust January, 2010 10% to 25%
    James Nolan Ducote Trustee Of Ducote Family Trust August, 2001 10% to 25%
    Truc Trong Le Trustee Of Truc Trong Le Trust January, 2000 5% to 10%
    Erica Miyeko Yoshida Trustee Of Yoshida Family Trust January, 2017 less than 5%
    Landon M Yoshida Trustee Of Yoshida Family Trust January, 2017 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Fixed Fees
      • Performance-Based Fees