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ETF Holdings

Name Assets
iShares S&P 100 ETF $12,215,000
iShares MSCI EAFE Value ETF $9,305,000
iShares Russell Mid-Cap Growth ETF $8,902,000
ProShares UltraPro QQQ $8,062,000
Vanguard Dividend Appreciation Index Fund $7,485,000
Vanguard European Stock Index Fund $5,613,000
PowerShares FTSE RAFI US 1500 Small-Mid Portfolio $5,461,000
iShares MSCI EAFE ETF $4,928,000
PowerShares Buyback Achievers Portfolio $4,664,000
Vanguard Emerging Markets Stock Index Fund $4,526,000
Vanguard Short-Term Bond Index Fund $4,294,000
Financial Select Sector SPDR Fund $2,769,000
SPDR Bloomberg Barclays High Yield Bond ETF $2,288,000
Vanguard Total Stock Market Index Fund $2,262,000
iShares MSCI Japan ETF $2,090,000
iShares MSCI Emerging Markets ETF $1,849,000
SPDR S&P 500 ETF Trust $1,790,000
Vanguard Tax-Managed International Fund $1,626,000
Vanguard Total Bond Market Index Fund $1,596,000
SPDR S&P Regional Banking ETF $1,540,000
iShares Russell 2000 Growth ETF $1,444,000
SPDR Gold Shares $1,313,000
iShares Core S&P 500 ETF $1,302,000
iShares US Credit Bond ETF $1,183,000
iShares US Preferred Stock ETF $1,179,000
SPDR Bloomberg Barclays International Treasury Bond ETF $1,155,000
Energy Select Sector SPDR Fund $631,000
iShares Select Dividend ETF $613,000
Vanguard Extended Market Index Fund $571,000
SPDR S&P MidCap 400 ETF $560,000
iShares TIPS Bond ETF $547,000
iShares Core S&P Mid-Cap ETF $533,000
iShares Russell 1000 Growth ETF $512,000
Vanguard REIT Index Fund $456,000
SPDR Nuveen Bloomberg Barclays Municipal Bond ETF $366,000
iShares Nasdaq Biotechnology ETF $342,000
iShares US Oil Equipment & Services ETF $317,000
iShares JPMorgan USD Emerging Markets Bond ETF $304,000
iShares Core S&P Small-Cap ETF $268,000
SPDR Bloomberg Barclays Short Term High Yield Bond ETF $267,000
iShares US Healthcare ETF $239,000
iShares US Financials ETF $232,000
iShares International Select Dividend ETF $205,000



    Last updated on Feb. 15, 2020
      • $30.1B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 186K
      • $162.0K
        Estimated Average Account Balance


    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    There is no client type data to display at this time.


    Current Advisors

    # of advisors


    name start date
    Blair Rogers, CFP®
    March 2017
    Stephen Cunha, CFP®, C(k)P, CLU, CLTC
    March 2017
    uFinancial Group
    September 2011
    Douglas Randolph Malone
    October 2010
    Evan Sotiropoulos
    May 2016

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Barings (U.K.) Limited IAR $0
      Barings LLC -- --
      Haven Life Insurance Agency, LLC -- --
      Massachusetts Mutual Life Insurance Company -- --
      Massmutual Asia Limited -- --
      Massmutual Trust Company, Fsb -- --
      Mml Distributors, LLC Broker-Dealer --
      Mml Insurance Agency, LLC -- --
      Mml Investment Advisers, LLC IAR $55,750,625,984
      Mml Strategic Distributors, LLC Broker-Dealer --
      Mmlisi Financial Alliances, LLC IAR $0



        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        Susan Joann Scanlon Chief Compliance Officer September, 2019 less than 5%
        Nathan L Hall Chief Financial Officer And Treasurer July, 2012 less than 5%
        Geoffrey Craddock Director November, 2017 less than 5%
        David Myers Mink Vice President And Chief Operations Officer March, 2017 less than 5%
        William Francis Jr Monroe Vp, Chief Product And Services Officer, Registered Options Principal July, 2012 less than 5%
        Mary Bea Wilkinson Vice President March, 2017 less than 5%
        David Michael Holtzer Field Risk Officer March, 2017 less than 5%
        Thomas K Bauer Chief Technology Officer March, 2017 less than 5%
        John Arthur Vaccaro Ceo, Chairman Of The Board December, 2016 less than 5%
        Robert Steven Rosenthal Chief Legal Officer; Vice President, Assoc. Gen. Counsel & Secretary December, 2006 less than 5%
        Wendy Ann Benson President And Director May, 2016 less than 5%
        Michael Robert Fanning Director May, 2016 less than 5%
        Elizabeth Ward Chicares Director August, 2011 less than 5%
          Source: SEC


          Types of Compensation Arrangements

          • Percentage Of Assets
          • Hourly Charges
          • Fixed Fees
          • Other