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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on June 12, 2019
    • $809.8M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 724
      Accounts
    • $1.1M
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

7

name start date
Sean Mckeon
May 2006
Janet Marie Brown
July 1997
Avani Desai
November 2014
Daniel Victor Cozano
September 2017
Martin Richard Devault
July 1997

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Janet Marie Brown Member/Chief Executive Officer July, 1997 25% to 50%
    Martin Richard Devault Member July, 1997 10% to 25%
    Jennifer Diane Enslow Member March, 2017 10% to 25%
    Christopher Tappen Bayley Member July, 1997 5% to 10%
    Thomas Francis Coyne Member July, 1997 5% to 10%
    Sean Mckeon Member/Chief Compliance Officer October, 2015 5% to 10%
    Jeffrey Charles Smith Member/Chief Operating Officer January, 2014 5% to 10%
    Bernard Walter Burke Member February, 2011 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Subscription Fees