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Overview

Articles

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

    • N/A
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • N/A
      Accounts
    • N/A
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

637

name start date
Joseph W. Nelson MBA, CFP®
January 2007
Nicholas Joseph Stroia
March 1998
Kevin Vandenhaute
December 2010
Timothy Edwin Roth
October 2008
Manuel R Franco
January 2009

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Jerome Stanley Rydell President September, 1983 75% or more
    John Alexander Mcclellan Chief Compliance Officer December, 2007 less than 5%
      Source: FINRA

      Fees

      There is no compensation data available to display at this time