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Sterne Agee Asset Management, Inc.

Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on June 24, 2016
    • $693.9M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 3K
      Accounts
    • $242.7K
      Estimated Average Account Balance

Services

Firm Services

  • Financial Planning

  • Pension Consulting

Firm Client types

Advisors

Current Advisors

# of advisors

5

name start date
Candice Arlene Burton
October 2010
Ronald Carey Trout
November 2010
Laura Allison Mead
February 2013
John Henry Brooks
March 2014
Rachael Lynn Pintaric
January 2016

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Jay Wilson Carter Director December, 2008 less than 5%
    John Francis Calvano Chief Compliance Officer March, 2011 less than 5%
    Conner Fred Wagstaff Chief Financial Officer December, 2015 less than 5%
    Daniel Lee Garrett Chief Executive Officer April, 2016 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Hourly Charges
      • Fixed Fees