Back to top

Sterne Agee Asset Management, Inc.

Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on Sept. 3, 2016
    • $10.4M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 98
      Accounts
    • $106.5K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

15

name start date
Candice Arlene Burton
October 2010
Cindy Ball Toshie
March 2005
Jacyne Juanita Woodcox
December 2011
Ronald Carey Trout
November 2010
Andrew Louis Toshie
March 2005

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Gainvest Societe Gerente De Fondos Cumunes -- --
    Intl Cibsa S.A. -- --
    Intl Fcstone Dvtm Ltda -- --
    Intl Fcstone Ltd. -- --
    Intl Fcstone Securities Inc. Broker-Dealer --
    Sal Financial Services, Inc. Broker-Dealer --
    Sterne Agee Clearing Inc. Broker-Dealer --
    Sterne Agee Investment Advisor Services, Inc. IAR $1,248,824,279
    Sterne, Agee & Leach, Inc. Broker-Dealer $217,147,987

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Brian Trigger Sephton Director August, 2016 less than 5%
      Sean Michael O'Connor Director August, 2016 less than 5%
      Xuong Tho Nguyen Director August, 2016 less than 5%
      Charles Martin Lyon Director August, 2016 less than 5%
      Patricia Marie Harrod Director August, 2016 less than 5%
      William John Dunaway Director August, 2016 less than 5%
      Daniel Lee Garrett Chief Executive Officer April, 2016 less than 5%
      Conner Fred Wagstaff Chief Financial Officer December, 2015 less than 5%
      John Francis Calvano Chief Compliance Officer March, 2011 less than 5%
      Jay Wilson Carter Director December, 2008 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees