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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Name Assets
SPDR S&P 600 Small Cap ETF $1,410,000

    Assets

    Assets

    Last updated on June 28, 2019
      • $1.4B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 2K
        Accounts
      • $741.4K
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    There is no client type data to display at this time.

    Advisors

    Current Advisors

    # of advisors

    9

    name start date
    Brian Joseph Leadley
    February 2017
    James Jonathan Hayes
    March 2015
    Katherine Ann Wohlt
    March 2015
    Matthew Thomas Haas
    June 2015
    Todd Matthew Krieg
    March 2015

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Todd Matthew Krieg Chief Executive Officer April, 2015 50% to 75%
      William A Wernecke Secretary-Treasurer April, 2015 10% to 25%
      Matthew D'Attilio President January, 2016 10% to 25%
      Matthew Thomas Haas Chief Operating Officer June, 2016 less than 5%
      John Thomas Kennedy Chief Compliance Officer March, 2017 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Fixed Fees