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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

    • N/A
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • N/A
      Accounts
    • N/A
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

524

name start date
Mark Andrew Dekorne
January 2012
Alan M Rooney
October 1998
Laura Reynolds
July 2018
Robert Leo Derochie
January 2010
Donald Harvey Fuller
July 2007

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Bondwave Advisors IAR $0
    First Trust Advisors Lp IAR $113,409,000,000
    First Trust Global Enterprises L.P. -- --
    Grace Partners of Dupage L.P. -- --
    Stonebridge Advisors LLC IAR $6,179,096,563
    The Charger Corporation -- --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      James Allen Bowen -- N/A 75% or more
      Andrew Scott Roggensack President December, 2010 less than 5%
      Andrew Scott Roggensack Managing Director July, 1994 less than 5%
      Richard Allan Olson Managing Director May, 1991 less than 5%
      Ronald Dean Mcalister Managing Director May, 1991 less than 5%
      William Scott Jardine General Counsel March, 1995 less than 5%
      Robert Scott Hall Managing Director May, 1991 less than 5%
      Russell John Graham Managing Director January, 1999 less than 5%
      Frank Leonard Fichera Managing Director May, 1991 less than 5%
      Kathleen Wieland Brown Chief Compliance Officer February, 2008 less than 5%
      Mark Raymond Bradley Managing Director And Chief Financial Officer October, 1991 less than 5%
      Mark Raymond Bradley Chief Operating Officer December, 2010 less than 5%
      James Allen Bowen Chief Executive Officer December, 2010 less than 5%
        Source: FINRA

        Fees

        There is no compensation data available to display at this time