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Last updated on June 12, 2019
    • $113.4B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 4K
    • $31.6M
      Estimated Average Account Balance


Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.


Current Advisors

# of advisors


name start date
Patrick James Woelfel
December 2011
Stephen Aaron Fox
December 2017
James Allen Bowen
May 2000
Matthew John Gialamas
July 2018
Pamela Cole Martin
May 2012

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    First Trust Capital Partners LLC -- --
    First Trust Global Portfolios Ltd. IAR $85,476,219
    First Trust Portfolios L.P. Broker-Dealer --
    Stonebridge Advisors LLC IAR $6,179,096,563



      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      William Scott Jardine General Counsel March, 1995 less than 5%
      David Gerard Mcgarel Chief Operating Officer January, 2016 less than 5%
      James Martin Dykas Chief Financial Officer / Managing Director January, 2016 less than 5%
      Daniel Joel Lindquist Managing Director July, 2012 less than 5%
      James Allen Bowen Chief Executive Officer December, 2010 less than 5%
      Andrew Scott Roggensack President December, 2010 less than 5%
      Kathleen Wieland Brown Chief Compliance Officer February, 2008 less than 5%
      Robert Scott Hall Managing Director January, 2002 less than 5%
        Source: SEC


        Types of Compensation Arrangements

        • Percentage Of Assets
        • Other