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National Asset Management, Inc.




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Last updated on Feb. 13, 2020
    • $2.6B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 8K
    • $329.3K
      Estimated Average Account Balance


Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.


Current Advisors

# of advisors


name start date
James Simos
May 2018
Farrel Alain Liger
April 2017
Richard Lance Wade
August 2017
James Allen Tolbert
December 2017
John Christopher Cannella
July 2018

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Innovation Managment II LLC -- --
    Innovation X Management LLC -- --
    Nam Biotech Management LLC -- --
    Nam Special Situations Management LLC -- --
    National Insurance Corporation -- --
    National Securities Corporation Broker-Dealer --
    National Tax and Financial Services Inc. -- --
    Nsc Biotech Opportunities Management Associates, LLC -- --
    Nsc Biotech Venture Fund Management Associates LLC -- --
    Powermat Partners Management Associates, LLC -- --
    Truncatus Management LLC -- --
    Winslow Wealth Management LLC IAR $23,110,726
    Winslow, Evans & Crocker, Inc. Dual Registrant $838,619,413



      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Daniel Ortega Chief Supervisory Officer April, 2019 less than 5%
      Donald Kenneth Runkle Chief Regulatory Officer April, 2019 less than 5%
      Harold Gerard Chaffee Chief Compliance Officer August, 2018 less than 5%
      Henry Edward Kaplan President & Chief Operating Officer July, 2018 less than 5%
      William Lawrence Groeneveld Vice President December, 2017 less than 5%
      John Charles Desena Secretary December, 2017 less than 5%
      Thomas David Kowalczyk Director August, 2018 less than 5%
      Michael Anthony Mullen Executive Chairman December, 2017 less than 5%
      Glenn Charles Worman Director July, 2016 less than 5%
      John A Koenigsberg Director Of Operations May, 2017 less than 5%
      Natalia Tovar Watson Treasurer October, 2016 less than 5%
        Source: SEC


        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Performance-Based Fees
        • Other