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Overview

Articles

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on April 3, 2020
    • $802.4M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 7K
      Accounts
    • $116.1K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

75

name start date
Richard Charles Eddy
July 2018
Matthew Nikhilesh Gallagher
May 2017
James Porter Rankin
April 2018
Matthew Lee Schuller
September 2018
Robert Jon Meyer
August 2019

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Client One Securities LLC Dual Registrant $860,367,695
    Creative One Marketing Corporation -- --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Michael H Miller Owner January, 2019 5% to 10%
      Cory Lynn Lagerstrom Managing Director, Strategic Business Development November, 2018 less than 5%
      Martin Joseph Pfannenstiel President Sales & Business Development April, 2018 less than 5%
      James Porter Rankin Chief Compliance Officer April, 2018 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Other