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ETF Holdings

There is no ETF holding data from this firm to display at this time.



Last updated on Nov. 5, 2017
    • $19.1B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 153K
    • $124.5K
      Estimated Average Account Balance


Firm Services

There is no Services data available to display at this time.

Firm Client types


Current Advisors

# of advisors


name start date
Phil Jasso
June 2007
Tobin Jon Brandt
January 2015
Jessica Lynn Catalan
February 2011
Deborah Julie Trouw
February 2007
Marc Easton Walker
October 2011

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Fiduciary Trust Company of New Hampshire -- --
    Ivy Distributors, Inc. Broker-Dealer --
    Ivy Investments IAR $48,649,256,882
    Waddell & Reed Investment Management Co IAR $31,815,991,262



      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Lori Ann Dorsey Senior Vice President And Cheif Marketing Officer August, 2017 less than 5%
      Matthew Kirk Reeves Senior Vice President And Head Of Product And Planning August, 2017 less than 5%
      Shawn Michael Mihal Chief Regulatory Officer, Chief Compliance Officer, Senior Vice President, Chief Operating Officer And Director April, 2015 less than 5%
      Karen Forslund Lare Senior Vice President And Chief Administrative Officer August, 2017 less than 5%
      Thomas William Butch Chairman Of The Board, Chief Executive Officer, Director, President March, 2005 less than 5%
      Jacquelyn Elayne Glenn Senior Vice President And Chief Supervisory Officer October, 2016 less than 5%
      Benjamin Russell Clouse Vice President, Principal Accounting Officer, Principal Financial Officer March, 2016 less than 5%
      Brent Kyle Bloss Senior Vice President, Treasurer, Director April, 2014 less than 5%
      Mark Patrick Buyle Senior Vice President, Associate General Counsel March, 2000 less than 5%
        Source: SEC


        Types of Compensation Arrangements

        • Percentage Of Assets
        • Fixed Fees
        • Other