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Overview

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    *Articles are published by advisors without compensation.

    Holdings

    ETF Holdings

    There is no ETF holding data from this firm to display at this time.

    Assets

    Assets

    Last updated on Aug. 6, 2017
      • $16.0B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 63K
        Accounts
      • $252.2K
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    Advisors

    Current Advisors

    # of advisors

    1,244

    name start date
    Jeffrey N. Cashman
    April 2016
    Douglas Stephen Matthews
    April 2018
    Michael C Pemberton
    October 2018
    Lawrence Michael Reale
    January 2018
    Donald Chadwick Raimey
    August 2016

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Beacon Financial Group IAR $692,390,988
      Compass Capital Management IAR $0
      Kestra Institutional Services, LLC IAR $0
      Kestra Insurance Services, LLC -- --
      Kestra Private Wealth Services, LLC IAR $1,017,171,001
      Nfp Advisor Services, LLC Dual Registrant $12,253,997,703
      Provise Management Group, LLC IAR $1,260,637,357

        Leadership

        Ownership

        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        James Lynn Poer President July, 2008 less than 5%
        Yin Yin Controller September, 2007 less than 5%
        John Patrick Vanderheyden Evp, Chief Operating Officer January, 2009 less than 5%
        Michael Ross Pedlow Svp, Chief Compliance Officer April, 2015 less than 5%
        Robert Bredt Norwood Evp, General Counsel April, 2016 less than 5%
        Kevin Lee Witt Svp, Chief Technology Officer April, 2016 less than 5%
        Kristen Sanders Leclair Svp, Advisory And Investment Services December, 2010 less than 5%
        Joel Van Bennett Svp, Chief Financial Officer October, 2016 less than 5%
          Source: SEC

          Fees

          Types of Compensation Arrangements

          • Percentage Of Assets
          • Hourly Charges
          • Fixed Fees