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    ETF Holdings

    There is no ETF holding data from this firm to display at this time.



    Last updated on Aug. 6, 2017
      • $16.0B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 63K
      • $252.2K
        Estimated Average Account Balance


    Firm Services

    There is no Services data available to display at this time.

    Firm Client types


    Current Advisors

    # of advisors


    name start date
    Douglas Stephen Matthews
    April 2018
    Jeffrey N. Cashman
    April 2016
    Michael C Pemberton
    October 2018
    Robert J. Kania, CFP®, AIF®
    April 2016
    Donald Chadwick Raimey
    August 2016

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Beacon Financial Group IAR $692,390,988
      Compass Capital Management IAR $0
      Kestra Institutional Services, LLC IAR $0
      Kestra Insurance Services, LLC -- --
      Kestra Private Wealth Services, LLC IAR $1,017,171,001
      Nfp Advisor Services, LLC Dual Registrant $12,253,997,703
      Provise Management Group, LLC IAR $1,260,637,357



        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        James Lynn Poer President July, 2008 less than 5%
        Yin Yin Controller September, 2007 less than 5%
        John Patrick Vanderheyden Evp, Chief Operating Officer January, 2009 less than 5%
        Michael Ross Pedlow Svp, Chief Compliance Officer April, 2015 less than 5%
        Robert Bredt Norwood Evp, General Counsel April, 2016 less than 5%
        Kevin Lee Witt Svp, Chief Technology Officer April, 2016 less than 5%
        Kristen Sanders Leclair Svp, Advisory And Investment Services December, 2010 less than 5%
        Joel Van Bennett Svp, Chief Financial Officer October, 2016 less than 5%
          Source: SEC


          Types of Compensation Arrangements

          • Percentage Of Assets
          • Hourly Charges
          • Fixed Fees