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    ETF Holdings

    There is no ETF holding data from this firm to display at this time.



    Last updated on May 9, 2019
      • $21.7B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 81K
      • $267.3K
        Estimated Average Account Balance


    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    There is no client type data to display at this time.


    Current Advisors

    # of advisors


    name start date
    Michael C Pemberton
    October 2018
    Jeffrey N. Cashman
    April 2016
    Douglas Stephen Matthews
    April 2018
    Mark Douglas Ray
    April 2016
    Donald Chadwick Raimey
    August 2016

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Beacon Financial Group IAR $0
      Kestra Institutional Services, LLC IAR $0
      Kestra Insurance Services, LLC -- --
      Kestra Investment Services, LLC -- --
      Kestra Private Wealth Services, LLC IAR $1,579,175,671
      Provise Management Group, LLC IAR $1,333,190,950



        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        Kristen Lawless Chester Chief Operating Officer March, 2018 less than 5%
        Mark Paul Schoenbeck Evp, National Sales Director July, 2017 less than 5%
        John Patrick Vanderheyden Evp, Strategic Initiatives July, 2017 less than 5%
        Joel Van Bennett Svp, Chief Financial Officer October, 2016 less than 5%
        Kevin Lee Witt Svp, Chief Technology Officer April, 2016 less than 5%
        Robert Bredt Norwood Evp, General Counsel April, 2016 less than 5%
        Michael Ross Pedlow Svp, Chief Compliance Officer April, 2015 less than 5%
        Yin Yin Controller September, 2007 less than 5%
        James Lynn Poer President July, 2008 less than 5%
          Source: SEC


          Types of Compensation Arrangements

          • Percentage Of Assets
          • Hourly Charges
          • Fixed Fees