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ETF Holdings

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Last updated on Aug. 7, 2019
    • $118.7B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 293K
    • $405.1K
      Estimated Average Account Balance


Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.


Current Advisors

# of advisors


name start date
Eric J Sterns
June 2014
Jonathan Tyler Stouber
August 2017
Lee Michael Dyer
August 2019
Paige Marie Weiland
October 2015
Justin Paul Ferdula
May 2017

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Bluebay Asset Management LLP IAR $59,280,244,975
    Bluebay Asset Management USA LLC IAR $7,645,309,962
    City National Bank -- --
    City National Rochdale -- --
    Rbc Bank (Georgia), N.A. -- --
    Rbc Capital Markets (Hong Kong) Limited -- --
    Rbc Capital Markets Arbitrage, S.A. Broker-Dealer --
    Rbc Dominion Securities, Inc. -- --
    Rbc Europe Limited -- --
    Rbc Global Asset Management (U.S.) Inc. IAR $32,350,129,633
    Rbc Global Asset Management (Uk) Limited IAR $25,795,648,046
    Rbc Investor Services Trust -- --
    Rbc Municipal Products, LLC -- --
    Rbc Phillips, Hager & North Investment Counsel Inc. -- --
    Rbc Private Counsel (USA) Inc. IAR $1,680,096,804
    Rbc Securities Australia Pty Ltd. -- --
    Rbc Tax Credit Equity, LLC -- --
    Rbc Trust Company (Delaware) Limited -- --
    Royal Bank of Canada -- --
    Royal Bank of Canada (Channel Islands) Limited -- --
    Royal Bank of Canada Investment Management(Usa) Limited Dual Registrant $352,191,887
    Tca Trustcorp America -- --



      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Jonathan Tsun Yin Yu Non-Employee Board Member January, 2019 less than 5%
      Edward Gray Interim Principal Financial Officer February, 2019 less than 5%
      Ryan Joseph Taylor Chief Compliance Officer, Rbc Capital Markets - U.S. February, 2019 less than 5%
      Andrew Christopher Small Svp, Chief Compliance Officer, Rbc Wealth Management - U.S. February, 2019 less than 5%
      John J Thurlow Managing Director, Chief Operating Officer & Chairman Of The Board May, 2015 less than 5%
      Matthew Ross Stopnik Co-Head, Us Investment Banking & Board Member November, 2018 less than 5%
      John Christopher Walmsley Head Of Us Capital Markets Law Group May, 2018 less than 5%
      David Craig Downie Md, Chief Risk Officer, Usa June, 2017 less than 5%
      Brett Lane Thorne Head, Correspondent And Advisor Services August, 2016 less than 5%
      Thomas N Murphy Md, Head, Us Cm Operations October, 2016 less than 5%
      Ahmed Kachenoura Md, Head Global Equity Linked Products August, 2016 less than 5%
      Thomas Steven Sagissor President Of Rbc Wealth Management, Board Member April, 2016 less than 5%
        Source: SEC


        Types of Compensation Arrangements

        • Percentage Of Assets
        • Fixed Fees
        • Commissions