Back to top

First Allied Advisory Services, Inc.

Overview

Assets

Assets

Last updated on Aug. 19, 2017
    • $4.5B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 23K
      Accounts
    • $194.3K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

699

name start date
Neal A. Deutsch CFP®
July 2012
John J Chichester
December 2007
William Shane Hunt
June 2012
Deanna Lynn Renfro
December 2013
Stephen Gerard Rossi
August 2012

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Associates In Excellence, Inc. -- --
    Cetera Advisor Networks Insurance Services LLC -- --
    Cetera Advisor Networks LLC Dual Registrant $15,297,813,415
    Cetera Advisors Insurance Services LLC -- --
    Cetera Advisors LLC Dual Registrant $10,963,478,052
    Cetera Financial Specialists LLC Broker-Dealer --
    Cetera Insurance Agency LLC -- --
    Cetera Investment Advisers LLC IAR $7,816,218,055
    Cetera Investment Services LLC Broker-Dealer $0
    Cetera Retirement Plan Specialists -- --
    Fasi Insurance Services -- --
    Fasi of Tx, Inc. -- --
    First Allied Securities, Inc. Dual Registrant $0
    Forwardframe LLC IAR $0
    Girard Securities, Inc. Dual Registrant $596,796,627
    Sbs Insurance Agency of Fl, Inc. -- --
    Sbs of California Insurance Agency, Inc. -- --
    Sbsi Insurance Agency of Tx, Inc. -- --
    Summit Brokerage Services, Inc. Broker-Dealer --
    Summit Financial Group Inc IAR $3,799,519,864
    Tower Square Investment Management LLC IAR $0

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Adam Nicholas Antoniades Director January, 2007 less than 5%
      Kevin Michael Keefe Chief Executive Officer January, 2015 less than 5%
      Luanne Marie Graham Chief Compliance Officer July, 2010 less than 5%
      Brett Lamar Harrison Director July, 2016 less than 5%
      James David Ballard Vice President July, 2016 less than 5%
      Mark Paul Shelson Treasurer July, 2016 less than 5%
      Stanley Robert Smiley Vice President July, 2016 less than 5%
      Gregory Edward Olson Assistant Secretary July, 2016 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Commissions