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First Allied Advisory Services, Inc.

Overview

Holdings

ETF Holdings

Name Assets
PowerShares International BuyBack Achievers Portfolio $3,330,000
First Trust Strategic Income ETF $3,174,000
First Trust Low Duration Opportunities ETF $2,588,000
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund $1,771,000
First Trust Senior Loan Fund $1,685,000
First Trust NASDAQ Rising Dividend Achievers ETF $1,636,000
VanEck Vectors Semiconductor ETF $1,436,000
ProShares Russell 2000 Dividend Growers ETF $1,164,000
ProShares S&P MidCap 400 Dividend Aristocrats ETF $1,150,000
Global X MSCI Argentina ETF $1,137,000
Vanguard Russell 1000 Value Index Fund $1,010,000
First Trust Managed Municipal ETF $958,000
Vanguard Russell 1000 Growth Index Fund $886,000
PureFunds ISE Cyber Security ETF $741,000
First Trust Small Cap Growth AlphaDEX Fund $735,000
WisdomTree Managed Futures Strategy Fund $640,000
IQ Merger Arbitrage ETF $592,000
PIMCO Low Duration Active Exchange-Traded Fund $536,000
iShares Morningstar Mid-Cap ETF $485,000
Vanguard S&P Small-Cap 600 Index Fund $479,000
First Trust Enhanced Short Maturity ETF $460,000
Vanguard Russell 3000 Index Fund $451,000
iShares International Aggregate Bond ETF $450,000
Guggenheim S&P SmallCap 600 Pure Growth ETF $437,000
PureFunds ISE Mobile Payments ETF $421,000
Direxion Zacks MLP High Income Index Shares $414,000
Cambria Global Momentum ETF $400,000
SPDR S&P 500 High Dividend ETF $387,000
KraneShares CSI China Internet ETF $380,000
ProShares High Yield-Interest Rate Hedged $359,000
iShares Core Dividend Growth ETF $327,000
SPDR Russell 1000 ETF $326,000
Fidelity MSCI Information Technology Index ETF $314,000
First Trust Emerging Markets Local Currency Bond ETF $292,000
SPDR Bloomberg Barclays Short Term Treasury ETF $289,000
iShares MSCI Taiwan Capped ETF $288,000
SPDR Russell 2000 ETF $286,000
First Trust STOXX European Select Dividend Index Fund $278,000
ProShares Ultra 7-10 Year Treasury $268,000
WisdomTree Total Dividend Fund $243,000
ProShares Inflation Expectations ETF $209,000
First Trust Japan AlphaDEX Fund $205,000
VanEck Vectors Biotech ETF $204,000
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund $203,000
PowerShares DB Opt Yld Dvsd Comdty Strategy $166,000

    Assets

    Assets

    Last updated on Aug. 19, 2017
      • $4.5B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 23K
        Accounts
      • $194.3K
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    Advisors

    Current Advisors

    # of advisors

    696

    name start date
    Neal A. Deutsch CFP®
    July 2012
    John J Chichester
    December 2007
    William Shane Hunt
    June 2012
    Presidio Capital Management
    October 2013
    Gregory Alan Levine
    August 2012

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Associates In Excellence, Inc. -- --
      Cetera Advisor Networks Insurance Services LLC -- --
      Cetera Advisor Networks LLC Dual Registrant $15,297,813,415
      Cetera Advisors Insurance Services LLC -- --
      Cetera Advisors LLC Dual Registrant $10,963,478,052
      Cetera Financial Specialists LLC Broker-Dealer --
      Cetera Insurance Agency LLC -- --
      Cetera Investment Advisers LLC IAR $7,816,218,055
      Cetera Investment Services LLC Broker-Dealer $0
      Cetera Retirement Plan Specialists -- --
      Fasi Insurance Services -- --
      Fasi of Tx, Inc. -- --
      First Allied Securities, Inc. Dual Registrant $0
      Forwardframe LLC IAR $0
      Girard Securities, Inc. Dual Registrant $596,796,627
      Sbs Insurance Agency of Fl, Inc. -- --
      Sbs of California Insurance Agency, Inc. -- --
      Sbsi Insurance Agency of Tx, Inc. -- --
      Summit Brokerage Services, Inc. Broker-Dealer --
      Summit Financial Group Inc IAR $3,799,519,864
      Tower Square Investment Management LLC IAR $0

        Leadership

        Ownership

        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        Adam Nicholas Antoniades Director January, 2007 less than 5%
        Kevin Michael Keefe Chief Executive Officer January, 2015 less than 5%
        Luanne Marie Graham Chief Compliance Officer July, 2010 less than 5%
        Brett Lamar Harrison Director July, 2016 less than 5%
        James David Ballard Vice President July, 2016 less than 5%
        Mark Paul Shelson Treasurer July, 2016 less than 5%
        Stanley Robert Smiley Vice President July, 2016 less than 5%
        Gregory Edward Olson Assistant Secretary July, 2016 less than 5%
          Source: SEC

          Fees

          Types of Compensation Arrangements

          • Percentage Of Assets
          • Hourly Charges
          • Fixed Fees
          • Commissions