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First Allied Advisory Services, Inc.

Overview

Assets

Assets

Last updated on Aug. 19, 2017
    • $4.5B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 23K
      Accounts
    • $194.3K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

695

name start date
John J Chichester
December 2007
Neal A. Deutsch CFP®
July 2012
William Shane Hunt
June 2012
Scott N Raider
November 2013
John Joseph Kozol
July 2012

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Associates In Excellence, Inc. -- --
    Cetera Advisor Networks Insurance Services LLC -- --
    Cetera Advisor Networks LLC Dual Registrant $15,297,813,415
    Cetera Advisors Insurance Services LLC -- --
    Cetera Advisors LLC Dual Registrant $10,963,478,052
    Cetera Financial Specialists LLC Broker-Dealer --
    Cetera Insurance Agency LLC -- --
    Cetera Investment Advisers LLC IAR $7,816,218,055
    Cetera Investment Services LLC Broker-Dealer $0
    Cetera Retirement Plan Specialists -- --
    Fasi Insurance Services -- --
    Fasi of Tx, Inc. -- --
    First Allied Securities, Inc. Dual Registrant $0
    Forwardframe LLC IAR $0
    Girard Securities, Inc. Dual Registrant $596,796,627
    Sbs Insurance Agency of Fl, Inc. -- --
    Sbs of California Insurance Agency, Inc. -- --
    Sbsi Insurance Agency of Tx, Inc. -- --
    Summit Brokerage Services, Inc. Broker-Dealer --
    Summit Financial Group Inc IAR $3,799,519,864
    Tower Square Investment Management LLC IAR $0

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Adam Nicholas Antoniades Director January, 2007 less than 5%
      Kevin Michael Keefe Chief Executive Officer January, 2015 less than 5%
      Luanne Marie Graham Chief Compliance Officer July, 2010 less than 5%
      Brett Lamar Harrison Director July, 2016 less than 5%
      James David Ballard Vice President July, 2016 less than 5%
      Mark Paul Shelson Treasurer July, 2016 less than 5%
      Stanley Robert Smiley Vice President July, 2016 less than 5%
      Gregory Edward Olson Assistant Secretary July, 2016 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Commissions