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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

Assets

Assets

Last updated on Dec. 5, 2019
    • $968.2M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 2K
      Accounts
    • $497.5K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

15

name start date
Destiny Elysse Serna
January 2019
Zachary Joseph Riera
September 2015
Lois Laudereau Cole
June 2005
Wai Fung Tang
July 2019
Adam Guadalupe Salas
December 2017

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Mark Thomas Johnsen President / Chief Executive Officer June, 2005 less than 5%
    Mark Richard Gordon Chief Compliance Officer/Chief Investment Officer January, 2012 less than 5%
    Patrick Neal Phillips Wealth Architect January, 2011 less than 5%
    Jina Yi Chief Administrative Officer January, 2016 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Hourly Charges
      • Fixed Fees
      • Other