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National Planning Corporation ("Npc of America" In Fl & Ny)

National Planning Corporation ("Npc of America" In Fl & Ny)




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ETF Holdings

Name Assets
iShares Core US Aggregate Bond ETF $38,734,000
Vanguard Intermediate-Term Bond Index Fund $31,302,000
Vanguard Tax-Managed International Fund $24,060,000
Vanguard Total International Bond Index Fund $23,994,000
Vanguard Value Index Fund $22,471,000
SPDR S&P 500 ETF Trust $20,946,000
ProShares UltraPro QQQ $19,372,000
Vanguard Short-Term Bond Index Fund $18,254,000
Vanguard Growth Index Fund $17,998,000
Vanguard Total Stock Market Index Fund $17,244,000
iShares Core S&P 500 ETF $13,202,000
iShares S&P 500 Growth ETF $12,511,000
Powershares S&P 500 Low Volatility Portfolio $10,598,000
SPDR S&P Dividend ETF $9,431,000
iShares Core S&P Mid-Cap ETF $9,165,000
iShares US Real Estate ETF $8,642,000
Health Care Select Sector SPDR Fund $8,473,000
Vanguard Small-Cap Index Fund $8,427,000
iShares Select Dividend ETF $7,884,000
iShares S&P 500 Value ETF $7,389,000
SPDR Dow Jones Industrial Average ETF Trust $7,351,000
Vanguard Long-Term Bond Index Fund $6,297,000
PowerShares Preferred Portfolio $6,157,000
Vanguard Mortgage-Backed Securities Index Fund $6,130,000
Vanguard REIT Index Fund $6,015,000
iShares Core S&P Small-Cap ETF $5,900,000
SPDR Bloomberg Barclays International Treasury Bond ETF $5,421,000
iShares MSCI EAFE ETF $5,288,000
Vanguard Emerging Markets Stock Index Fund $4,850,000
iShares Edge MSCI Min Vol USA ETF $4,429,000
Vanguard Consumer Discretionary Index Fund $4,416,000
Vanguard Dividend Appreciation Index Fund $4,320,000
First Trust Dorsey Wright Focus 5 ETF $4,253,000
SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF $4,107,000
Vanguard High Dividend Yield Index Fund $4,055,000
iShares Russell 2000 ETF $3,962,000
iShares S&P Mid-Cap 400 Growth ETF $3,905,000
Vanguard Total Bond Market Index Fund $3,881,000
iShares Russell Mid-Cap ETF $3,849,000
iShares Core High Dividend ETF $3,815,000
Vanguard Health Care Index Fund $3,790,000
Vanguard Mid-Cap Index Fund $3,676,000
iShares Core MSCI EAFE ETF $3,357,000
iShares iBoxx $ High Yield Corporate Bond ETF $3,284,000
PowerShares S&P 500 High Dividend Low Volatility Portfolio $3,245,000
SPDR Gold Shares $3,157,000
iShares US Preferred Stock ETF $3,143,000
Schwab US Small-Cap ETF $2,976,000
VanEck Vectors Morningstar Wide Moat ETF $2,907,000
iShares Nasdaq Biotechnology ETF $2,900,000
SPDR Dow Jones REIT ETF $2,881,000
Vanguard Short-Term Corporate Bond Index Fund $2,833,000
iShares iBoxx $ Investment Grade Corporate Bond ETF $2,584,000
iShares Russell 1000 Growth ETF $2,507,000
iShares S&P Small-Cap 600 Growth ETF $2,504,000
iShares TIPS Bond ETF $2,476,000
Technology Select Sector SPDR Fund $2,405,000
Financial Select Sector SPDR Fund $2,399,000
PowerShares DWA Momentum Portfolio $2,348,000
WisdomTree LargeCap Dividend Fund $2,321,000
Vanguard European Stock Index Fund $2,276,000
Energy Select Sector SPDR Fund $2,171,000
Consumer Staples Select Sector SPDR Fund $2,145,000
Schwab US Large-Cap ETF $2,113,000
Vanguard Small-Cap Value Index Fund $2,089,000
Utilities Select Sector SPDR Fund $1,984,000
Vanguard Extended Market Index Fund $1,980,000
Consumer Discretionary Select Sector SPDR Fund $1,956,000
Vanguard Consumer Staples Index Fund $1,910,000
iShares Russell 1000 Value ETF $1,879,000
SPDR S&P MidCap 400 ETF $1,862,000
Vanguard 500 Index Fund $1,843,000
iShares MBS ETF $1,829,000
iShares Russell 1000 ETF $1,816,000
iShares 1-3 Year Credit Bond ETF $1,805,000
Guggenheim S&P 500 Equal Weight ETF $1,794,000
Vanguard FTSE All-World ex US Index Fund $1,783,000
Vanguard Mid-Cap Value Index Fund $1,777,000
PowerShares International Dividend Achievers Portfolio $1,750,000
iShares Russell 2000 Growth ETF $1,739,000
iShares Core MSCI Pacific ETF $1,736,000
iShares Global Tech ETF $1,735,000
iShares US Healthcare Providers ETF $1,724,000
iShares Russell Top 200 Value ETF $1,705,000
Alerian MLP ETF $1,683,000
iShares US Pharmaceuticals ETF $1,675,000
PowerShares Dynamic Pharmaceuticals Portfolio $1,656,000
iShares JPMorgan USD Emerging Markets Bond ETF $1,626,000
PowerShares Financial Preferred Portfolio $1,624,000
iShares US Technology ETF $1,596,000
Deutsche X-trackers MSCI Japan Hedged Equity ETF $1,591,000
iShares 7-10 Year Treasury Bond ETF $1,584,000
iShares US Aerospace & Defense ETF $1,556,000
First Trust Health Care AlphaDEX Fund $1,545,000
First Trust Morningstar Dividend Leaders Index Fund $1,473,000
iShares 1-3 Year Treasury Bond ETF $1,461,000
SPDR Dow Jones International Real Estate ETF $1,461,000
iShares Russell Mid-Cap Growth ETF $1,359,000
Vanguard Small-Cap Growth Index Fund $1,329,000
iShares Silver Trust $1,305,000
iShares 20+ Year Treasury Bond ETF $1,290,000
Vanguard Mid-Cap Growth Index Fund $1,268,000
SPDR EURO STOXX 50 ETF $1,266,000
PIMCO Total Return Active Exchange-Traded Fund $1,265,000
iShares Cohen & Steers REIT ETF $1,246,000
iShares US Healthcare ETF $1,225,000
Guggenheim Multi-Asset Income ETF $1,222,000
iShares US Utilities ETF $1,180,000
VanEck Vectors High-Yield Municipal Index ETF $1,099,000
First Trust S&P REIT Index Fund $1,064,000
iShares Russell 3000 ETF $1,063,000
iShares MSCI Emerging Markets ETF $1,029,000
Vanguard Information Technology Index Fund $1,000,000
iShares Global Healthcare ETF $999,000
iShares Intermediate Government/Credit Bond ETF $998,000
United States Oil Fund, LP $980,000
iShares US Consumer Goods ETF $977,000
SPDR Dow Jones Global Real Estate ETF $976,000
iShares Core S&P Total US Stock Market ETF $968,000
WisdomTree Europe Hedged Equity Fund $966,000
First Trust Multi-Asset Diversified Income Index Fund $949,000
VanEck Vectors Biotech ETF $909,000
iShares US Industrials ETF $846,000
iShares Intermediate Credit Bond ETF $842,000
SPDR Bloomberg Barclays Convertible Securities ETF $824,000
iShares Core S&P US Growth ETF $809,000
SPDR S&P Biotech ETF $792,000
iShares US Financials ETF $791,000
iShares Edge MSCI Min Vol Emerging Markets ETF $773,000
iShares Russell 2000 Value ETF $756,000
iShares MSCI EAFE Growth ETF $749,000
iShares Core MSCI Emerging Markets ETF $738,000
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund $717,000
iShares Morningstar Small-Cap Growth ETF $716,000
iShares Core S&P US Value ETF $689,000
Schwab US TIPS ETF $684,000
iShares Russell Mid-Cap Value ETF $664,000
iShares Edge MSCI Min Vol EAFE ETF $644,000
iShares National Muni Bond ETF $638,000
iShares International Select Dividend ETF $613,000
WisdomTree Japan Hedged Equity Fund $601,000
iShares Gold Trust $596,000
iShares S&P Small-Cap 600 Value ETF $595,000
iShares US Consumer Services ETF $570,000
First Trust Consumer Staples AlphaDEX Fund $562,000
iShares Agency Bond ETF $560,000
Vanguard Energy Index Fund $557,000
PowerShares FTSE RAFI US 1500 Small-Mid Portfolio $543,000
WisdomTree High Dividend Fund $534,000
iShares Core Moderate Allocation ETF $522,000
SPDR Bloomberg Barclays High Yield Bond ETF $517,000
PowerShares Emerging Markets Sovereign Debt Portfolio $486,000
iShares MSCI KLD 400 Social ETF $475,000
iShares Residential Real Estate Capped ETF $474,000
WisdomTree MidCap Dividend Fund $464,000
VanEck Vectors Gold Miners ETF $462,000
First Trust Consumer Discretionary AlphaDEX Fund $460,000
Vanguard Utilities Index Fund $454,000
iShares MSCI EAFE Small-Cap ETF $443,000
Vanguard Intermediate-Term Corporate Bond Index Fund $442,000
iShares 10-20 Year Treasury Bond ETF $435,000
iShares Floating Rate Bond ETF $435,000
iShares Morningstar Large-Cap Growth ETF $433,000
First Trust Value Line Dividend Index Fund $428,000
Vanguard Materials Index Fund $419,000
Vanguard Total World Stock Index Fund $404,000
iShares S&P GSCI Commodity-Indexed Trust $400,000
iShares S&P Mid-Cap 400 Value ETF $396,000
iShares Mortgage Real Estate Capped ETF $395,000
First Trust Large Cap Value AlphaDEX Fund $390,000
Industrial Select Sector SPDR Fund $390,000
iShares US Energy ETF $385,000
First Trust Dow Jones Internet Index Fund $368,000
iShares MSCI Japan ETF $344,000
iShares Core Growth Allocation ETF $335,000
First Trust Preferred Securities and Income ETF $328,000
AdvisorShares Ranger Equity Bear ETF $325,000
Guggenheim S&P 500 Top 50 ETF $306,000
iShares Russell Top 200 Growth ETF $300,000
ProShares Ultra Silver $297,000
WisdomTree Dividend ex-Financials Fund $291,000
First Trust North American Energy Infrastructure Fund $290,000
PowerShares DB Agriculture Fund $286,000
Vanguard Global ex-US Real Estate Index Fund $280,000
iShares US Financial Services ETF $279,000
Guggenheim Solar ETF $276,000
Guggenheim S&P 500 Pure Value ETF $258,000
First Trust Dorsey Wright International Focus 5 ETF $239,000
Vanguard Total International Stock Index Fund $232,000
SPDR Bloomberg Barclays Aggregate Bond ETF $227,000
First Trust Mid Cap Core AlphaDEX Fund $226,000
iShares Core MSCI Total International Stock ETF $226,000
iShares Global Consumer Discretionary ETF $226,000
iShares China Large-Cap ETF $223,000
First Trust Large Cap Core AlphaDEX Fund $220,000
First Trust NYSE Arca Biotechnology Index Fund $218,000
iShares MSCI ACWI ETF $208,000
VanEck Vectors Uranium+Nuclear Energy ETF $205,000
PowerShares Global Listed Private Equity Portfolio $151,000
PowerShares DB Commodity Index Tracking Fund $143,000
PowerShares DB Oil Fund $115,000



    Last updated on June 15, 2018
      • $7.4B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 35K
      • $209.2K
        Estimated Average Account Balance


    Firm Services

    There is no Services data available to display at this time.

    Firm Client types


    Current Advisors

    # of advisors


    name start date
    Deforest Barnes Stewart
    August 2003
    Nancy Kathryn Jennings
    September 2005
    Robert Alan Deane
    April 1996
    Joseph Frederick Tarantino
    October 2001
    Paul Kim
    July 2014
    Melissa Lynn Mrazek

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Curian Clearing, LLC Broker-Dealer --
      First Dakota, Inc. -- --
      Ifc Holdings, Inc. Dual Registrant $4,070,846,177
      Invest Financial Corporation Insurance Agency Inc. of Delaware -- --
      Invest Financial Corporation Insurance Agency Inc. of Illinois -- --
      Invest Financial Corporation Insurance Agency Inc. of Ohio -- --
      Invest Financial Corporation Insurance Agency Inc. of Oklahoma -- --
      Investment Centers of America, Inc. Dual Registrant $3,545,391,198
      Jackson National Asset Management, LLC IAR $30,798,177,559
      Jackson National Life Distributors LLC Broker-Dealer --
      Jackson National Life Insurance Company -- --
      Jackson National Life Insurance Company of New York -- --
      Jnl Southeast Agency LLC -- --
      Ppm America Inc IAR $101,197,967,932
      Sii Insurance Agency, Inc., Wisconsin -- --
      Sii Investments, Inc. Dual Registrant $4,281,237,326



        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        Jeremy Michael Stone Vice President Compliance December, 2015 less than 5%
        Bradley Olan Harris Director February, 2017 less than 5%
        Daniel Eugene Wright Nph Svp Chief Compliance Officer May, 2016 less than 5%
        Steven Howard Dowden Chief Operation Officer- Nph October, 2015 less than 5%
        Allan Reyes Avena Vp, Strategic Development January, 2011 less than 5%
        Gerry A Gunderson Nph General Counsel And Svp Of Regulatory Affairs May, 2013 less than 5%
        Maura Kathryn Collins Svp/Cfo- National Planning Holdings October, 2015 less than 5%
        Daniel Stuart Weiss Nph Vice President April, 2011 less than 5%
        Caren Leslie Coleman Vice President January, 2010 less than 5%
        Scott Eric Romine President And Ceo Of National Planning Holdings, Inc.; Director August, 2016 less than 5%
        Patricia Ann Mccallop Chief Compliance Officer June, 2015 less than 5%
        Vanessa Marie Rodriguez Lambrechts Vp/Finop Controller April, 2013 less than 5%
        Wendy Tamie Martinez Svp Operations January, 2012 less than 5%
        John Charles Johnson President/Ceo/Director January, 2013 less than 5%
        James Peter Miller Nph Svp, Operations February, 2007 less than 5%
          Source: SEC


          Types of Compensation Arrangements

          • Percentage Of Assets
          • Hourly Charges
          • Fixed Fees
          • Commissions
          • Performance-Based Fees