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The Strategic Financial Alliance

Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on June 13, 2019
    • $501.5M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 3K
      Accounts
    • $196.8K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

165

name start date
Brian Calvin Baker
April 2016
Jean M Merriman
August 2017
Gregory Thomas Grillo
October 2018
Travis Iwao Nakamura
February 2009
Brody R. Bray
June 2010

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Acorn Financial Advisory Services, Inc. IAR $810,801,321
    Bennco Advisors IAR $0
    Canto, Rausch, Deck & Co. -- --
    Carolina Wealth Advisors IAR $105,499,221
    Compass Wealth Management, LLC IAR $187,428,000
    David Levinson, CPA -- --
    Green Creek Resources, LLC -- --
    Mercap Advisors, Inc. IAR $82,428,145
    Mercap Securities, LLC Broker-Dealer --
    Mtm Financial Group, LLC IAR $203,300,000
    Sfa Insurance Services, Inc. -- --
    Strategic Blueprint, LLC IAR $244,317,336
    Tax Saving Professionals -- --
    Timbrel Capital, LLC Broker-Dealer --
    Wealthpro, LLC IAR $33,694,024

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Arthur Bertram Goldsmith Svp May, 2003 less than 5%
      Clive Slovin President; Director February, 2003 less than 5%
      Laree L Holloway Finop, Vice President October, 2015 less than 5%
      Jean M Merriman Vice President, Due Diligence & Product Management January, 2018 less than 5%
      Joseph Killingsworth Copeland Vice President, Information Systems & Technology January, 2018 less than 5%
      Alexander James Sywak Vice President, Supervision January, 2018 less than 5%
      Julie Ann Sullivan Svp July, 2013 less than 5%
      Edward Barnett Woll Vice President, Cco December, 2018 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Commissions