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The Strategic Financial Alliance

Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on Dec. 3, 2018
    • $854.3M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 5K
      Accounts
    • $178.3K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

172

name start date
John Kienholz Sulhoff
June 2010
Andrea Lynn Albu
March 2012
Donald Lee Crider
June 2010
Roger Edwin Sulhoff
June 2010
Gene Richard Dickison
February 2009

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Acorn Financial Advisory Services, Inc. IAR $544,402,118
    Bennco Advisors IAR $0
    Canto, Rausch, Deck & Co. -- --
    Carolina Wealth Advisors -- --
    Compass Wealth Management, LLC IAR $153,500,000
    David Levinson, CPA -- --
    Green Creek Resources, LLC -- --
    Mercap Advisors, Inc. IAR $65,763,061
    Mercap Securities, LLC Broker-Dealer --
    Mtm Financial Group, LLC IAR $203,300,000
    Sfa Insurance Services, Inc. -- --
    Strategic Blueprint, LLC IAR $0
    Tax Saving Professionals -- --
    Wealthpro, LLC IAR $33,694,024

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Arthur Bertram Goldsmith Svp May, 2003 less than 5%
      Clive Slovin President; Director February, 2003 less than 5%
      Julie Ann Sullivan Chief Compliance Officer, Svp July, 2013 less than 5%
      Laree L Holloway Finop, Vice President October, 2015 less than 5%
      Edward Barnett Woll Vice President September, 2016 less than 5%
      Jean M Merriman Vice President, Due Diligence & Product Management January, 2018 less than 5%
      Joseph Killingsworth Copeland Vice President, Information Systems & Technology January, 2018 less than 5%
      Alexander James Sywak Vice President, Supervision January, 2018 less than 5%
        Source: SEC

        Fees

        There is no compensation data available to display at this time