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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

    • N/A
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • N/A
      Accounts
    • N/A
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

118

name start date
Shelly Ann Horwitz
January 2019
Mary Margaret Francisco
September 2017
Robert Lee Moore
September 2017
Glen Michael Oconnor
September 2017
Eric Anthony Ward
September 2017

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Troy Glen Hammond -- N/A 75% or more
    Llc Pensionmark Financial Group Owner October, 2016 75% or more
    James Fielding Miller -- N/A 25% to 50%
    Ana R Carter Finop, Pfo, Poo April, 2017 less than 5%
    Troy Glen Hammond President/Ceo October, 2016 less than 5%
    Michael Sean Woods Chief Compliance Officer October, 2016 less than 5%
      Source: FINRA

      Fees

      There is no compensation data available to display at this time