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John G. Ullman & Associates, Inc

Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on June 12, 2019
    • $1.1B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 3K
      Accounts
    • $360.8K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

3

name start date
John Guy Ullman
February 1990
Karen Burns Meriwether
January 1996
Thomas Graham Snow
January 1996

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    John G. Ullman & Associates, Inc IAR $1,054,142,504

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      John Guy Ullman President, Treasurer, Director August, 1978 50% to 75%
      Barbara Lynn Ullman First Vice President, Director August, 1978 50% to 75%
      Connie Jean Malone Controller March, 2017 less than 5%
      John Guymunday Ullman Director March, 2015 less than 5%
      Howard Jay Zingler Director March, 2012 less than 5%
      David Birdsall Hale Director February, 2011 less than 5%
      Jason Daniel Nickerson Senior Vice President March, 2014 less than 5%
      Darren Lee Wilcox Corporate Secretary February, 2009 less than 5%
      Peter James Winnett Vice President February, 2008 less than 5%
      Arthur Francis Kirk Director February, 2007 less than 5%
      John Dyneley Nozell Director February, 2007 less than 5%
      Jennifer Elizabeth Krasnansky Chief Compliance Officer February, 2007 less than 5%
      Karen Burns Meriwether Senior Vice President January, 1984 less than 5%
      Robert Esmonde Cole Director January, 1979 less than 5%
      Thomas Graham Snow Senior Vice President July, 1982 less than 5%
      Robert Owen O'Reilly Director June, 2016 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets