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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Assets

Assets

Last updated on Aug. 7, 2019
    • $3.6B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 3K
      Accounts
    • $1.3M
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

16

name start date
John Severin Beliveau
October 2002
Thomas Madigan Pierce
October 2002
Margaret C Reinfried
December 2014
John Herman Walker
October 2002
David Reed Hines
October 2003

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    John Severin Beliveau Managing Director, Board Member January, 2015 10% to 25%
    Daniel Michael Lay Managing Director, Board Member January, 2015 10% to 25%
    Peter Eliot Robbins Managing Director, Chief Executive Officer, Chief Investment Officer & Board Member July, 1993 10% to 25%
    Thomas Madigan Pierce Managing Director & Chairman Of The Board January, 2015 10% to 25%
    Michael Robert Currie Managing Director, President & Board Member April, 1998 10% to 25%
    William Nelson Weickert Managing Director January, 2000 5% to 10%
    Joel Shorey Harris Managing Director January, 2008 less than 5%
    David Reed Hines Managing Director & Director Of Research June, 2009 less than 5%
    Derek Richard Blackburn Chief Compliance Officer September, 2015 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Fixed Fees