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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

Assets

Assets

Last updated on June 12, 2019
    • $724.6M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 814
      Accounts
    • $890.1K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

10

name start date
Trent Ryan Sheets
March 2014
Paul Thomas Anthony
February 2005
Gregory Cornell Bowden
October 2016
John Richard Sheets
March 2005
Mary Caroline Hinkle
December 2017

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Sheets Smith Investment Management, LLC IAR $101,216,394

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      John Richard Sheets Chairman October, 1982 50% to 75%
      Trent Ryan Sheets Wealth Manager May, 2013 10% to 25%
      Stephen Todd Sheets Minority Owner December, 2015 10% to 25%
      David Beeler Gilbert Executive Vice President June, 1995 less than 5%
      Paul Thomas Anthony President January, 2018 less than 5%
      Allison Hughes Hewett Chief Compliance Officer January, 2018 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Fixed Fees