Back to top

Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on Jan. 7, 2016
    • N/A
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • N/A
      Accounts
    • N/A
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

1,057

name start date
Jonathan Michael Heskett
March 2011
Barbara B Capasso
January 1995
Janet Ornella Jurcevic
December 2014
Jamilynn Cimino
October 2008
Jason Esposito
April 2012

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Rbc Dominion Securities Arbitragelimited -- --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Brian Ruane Board Member November, 2004 less than 5%
      Ronald Decicco Head Of Operations, Managing Director August, 2004 less than 5%
      Charles Edward Ii Rappold Board Member May, 2003 less than 5%
      Joseph Mark Velli Board Member May, 2003 less than 5%
      Patricia Ann Bicket Secretary May, 2003 less than 5%
      Thomas Andrew Franko General Counsel, Managing Director May, 2003 less than 5%
      Dennis Allen Wallestad Chief Financial Officer (Cfo), Managing Director May, 2003 less than 5%
      Brian Thomas Shea Chief Operating Officer (Coo), Managing Director May, 2003 less than 5%
      Emil Anthony Spinelli Senior Registered Options Principal (Srop) January, 2003 less than 5%
      Claire H. Santaniello Chief Compliance Officer, Director, Compliance Registered Options Principal (Crop) January, 2003 less than 5%
      Richard Frederick Brueckner President & Chief Executive Officer (Ceo), Managing Director November, 2000 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Hourly Charges
        • Subscription Fees
        • Fixed Fees
        • A Percentage Of Assets In Sponsored Wrap Fee Programs.