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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

    • N/A
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • N/A
      Accounts
    • N/A
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

4,239

name start date
Martin Robert Durbin
October 2019
John Herbert Lawler
January 2005
Leo G Benoit
March 1992
Robert Colin Feller
December 2018
Casey Wayne Mason
October 2019

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Richard Scott Rawlins President February, 2017 less than 5%
    Crystal Marie Clifford Principal Operations Officer, Asst Secretary January, 2018 less than 5%
    Casey James Griffin Chief Compliance Officer, Asst Secretary October, 2008 less than 5%
    Todd Christopher Mackay Chief Executive Officer/Secretary January, 2019 less than 5%
    Chris G Rod Principal Financial Officer August, 2016 less than 5%
      Source: FINRA

      Fees

      There is no compensation data available to display at this time