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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

    • N/A
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • N/A
      Accounts
    • N/A
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

4,287

name start date
John Herbert Lawler
January 2005
Leo G Benoit
March 1992
Timothy Lane Williams
June 2010
Richard Kurt Moeller
November 1998
Carolane Mary Christian
October 2017

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Casey James Griffin Registered Options And Security Futures Principal October, 2008 less than 5%
    Neal Edward Heifetz Assistant Secretary/Director April, 2003 less than 5%
    Robert David Oros Chief Executive Officer/Secretary/Director February, 2017 less than 5%
    Richard Scott Rawlins President February, 2017 less than 5%
      Source: FINRA

      Fees

      There is no compensation data available to display at this time