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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on Aug. 14, 2019
    • $1.2B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 5K
      Accounts
    • $236.9K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

63

name start date
Daniel O'Bryan Kemp
September 2010
Leanne Atencio Martin
March 2012
Germaine Louise Broussard
March 2017
Matthew Edward Roberson
May 2019
Mario Govic
August 2012

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Arete Wealth Management, LLC Broker-Dealer --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Joshua Dean Rogers President November, 2007 25% to 50%
      Unbo Chung Chief Compliance Officer January, 2014 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Performance-Based Fees