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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Name Assets
iShares S&P 100 ETF $486,000
SPDR Gold Shares $259,000
Alerian MLP ETF $217,000

    Assets

    Assets

    Last updated on May 9, 2019
      • $3.1B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 1K
        Accounts
      • $2.3M
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    There is no client type data to display at this time.

    Advisors

    Current Advisors

    # of advisors

    1

    name start date
    Joseph Blair Werner
    January 2004

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Paul Wartman Senior Vice President Of Research January, 1995 less than 5%
      William H. Herrman Ii Senior Vice President August, 2018 less than 5%
      David Jonathan Mazzullo President March, 2019 less than 5%
      Jennifer Buchman Lynn Executive Vice President October, 2014 less than 5%
      Joseph Blair Werner Chairman And Ceo March, 1991 less than 5%
      Patricia Kogan Senior Vice President Of Operations January, 2016 less than 5%
      Anna Salomon Treasurer August, 2015 less than 5%
      Robert Charles Eising Senior Vice President January, 2014 less than 5%
      Ronald Charles Thow Senior Vice President January, 2014 less than 5%
      Robert Shapiro Senior Vice President January, 2014 less than 5%
      Ian Maccallum Executive Vice President January, 2014 less than 5%
      Neal David Muroff Chief Compliance Officer October, 2012 less than 5%
      Edward Morgan Giles Senior Vice President July, 2011 less than 5%
      William Henry Herrman Senior Vice President February, 1999 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Fixed Fees