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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on March 31, 2018
    • $748.2M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 2K
      Accounts
    • $301.6K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

53

name start date
Rita Ann Gualtier
June 2009
David Joseph Przybylski
June 2009
Julianne Catherine Iwersen-Niemann
February 2006
Timothy Eugene Schulte
November 1989
Daniel Patrick Moran
April 2008

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Smith Moore & Co. Dual Registrant $748,182,385

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Timothy Eugene Schulte Chairman Of The Board, Director January, 2010 10% to 25%
      Stewart James Jr Deutsch President, Chief Exective Officer, Director January, 2003 10% to 25%
      Julianne Catherine Iwersen-Niemann Vice President November, 2010 10% to 25%
      Gregory Warren Golden Vice President March, 2011 5% to 10%
      Thomas Anthony Jr Gonsalves Secretary, Director August, 2010 less than 5%
      Linda W Sullivan Chief Compliance Officer May, 2011 less than 5%
      Kent Charles Schmidt Executive Vice President, Director May, 2011 less than 5%
      Randall Paul Rhyner Executive Vice President, Director January, 2015 less than 5%
      Amy Lynn Tognozzi Chief Financial Officer, Finop March, 2017 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees