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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on June 5, 2019
    • $863.4M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 3K
      Accounts
    • $287.8K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

41

name start date
Jeanine Clare Heller
December 1998
Harry Dean Hopkins
May 2004
David William Sanders
May 2019
Sanford Lee Wolff
November 2004
Stewart James Deutsch
October 1994

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Smith Moore & Co. Dual Registrant $863,361,445

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Timothy Eugene Schulte Chairman Of The Board, Director January, 2010 10% to 25%
      Stewart James Jr Deutsch President, Chief Exective Officer, Director January, 2003 10% to 25%
      Julianne Catherine Iwersen-Niemann Vice President November, 2010 10% to 25%
      Thomas Anthony Jr Gonsalves Secretary, Director August, 2010 less than 5%
      Linda W Sullivan Chief Compliance Officer May, 2011 less than 5%
      Kent Charles Schmidt Executive Vice President, Director May, 2011 less than 5%
      Randall Paul Rhyner Executive Vice President, Director January, 2015 less than 5%
      Amy Lynn Tognozzi Chief Financial Officer, Finop March, 2017 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees