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ETF Holdings

Name Assets
ValueShares International Quantitative Value ETF $1,132,000
ProShares Ultra Oil & Gas $251,000
VelocityShares 3x Long Silver ETN $201,000
First Trust Mega Cap AlphaDEX Fund $81,000
SPDR Bloomberg Barclays Long Term Treasury ETF $77,000
Direxion Daily Gold Miners Index Bull 3X Shares $76,000
First Trust Developed Markets ex-US Small Cap AlphaDEX Fund $74,000
PowerShares DWA SmallCap Momentum Portfolio $42,000
DB Crude Oil Long Exchange Traded Notes $39,000
iPath Exchange Traded Notes Bloomberg Precious Metals Subindex Total Return ETN Series A $35,000
First Trust Global Engineering and Construction ETF $28,000
Arrow Dow Jones Global Yield ETF $24,000
ETFS Physical Silver Shares $22,000
iShares Core 1-5 Year USD Bond ETF $22,000
iShares Core 10+ Year USD Bond ETF $14,000
First Trust South Korea AlphaDEX Fund $12,000
VelocityShares 3x Long Natural Gas ETN $12,000
First Trust NASDAQ ABA Community Bank Index Fund $12,000
First Trust United Kingdom AlphaDEX Fund $10,000
First Trust Germany AlphaDEX Fund $10,000
First Trust Switzerland AlphaDEX Fund $10,000
First Trust Hong Kong AlphaDEX Fund $8,000
iShares Edge MSCI Multifactor USA ETF $7,000
United States Brent Oil Fund, LP $6,000
iShares MSCI Japan Small-Cap ETF $3,000
Global X Lithium ETF $2,000
iPath Exchange Traded Notes Bloomberg Energy Subindex Total Return ETN Series A $2,000
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund $1,000
iShares International Inflation-Linked Bond ETF $1,000
Global X Uranium ETF $1,000
iShares 1-3 Year International Treasury Bond ETF $1,000



    Last updated on Aug. 20, 2016
      • $1.5B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 9K
      • $176.3K
        Estimated Average Account Balance


    Firm Services

    There is no Services data available to display at this time.

    Firm Client types


    Current Advisors

    # of advisors


    name start date
    Edward Augustin Orgeron
    October 2005
    John Richard Steffek
    August 2009
    Brenda Jean Katis
    August 2009
    Robert James Messett
    March 2011
    Lee Colwell
    March 2012

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Wfg Investments, Inc. Broker-Dealer $21,260,630



        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        David Wilson Williams President September, 2007 less than 5%
        Claude Rufus Connelly Chief Operating Officer December, 2012 less than 5%
        Edward Richard Kern Chief Financial Officer February, 2014 less than 5%
        Robert Philip Schlangen Chief Compliance Officer August, 2014 less than 5%
        Thomas David Kowalczyk Senior Vice President March, 2014 less than 5%
          Source: SEC


          Types of Compensation Arrangements

          • Percentage Of Assets
          • Hourly Charges
          • Fixed Fees