Back to top




There are no insights from this firm to display at this time.


ETF Holdings

Name Assets
WisdomTree Earnings 500 Fund $881,000
PowerShares DWA Technology Momentum Portfolio $685,000
PowerShares DWA Financial Momentum Portfolio $578,000
PowerShares DWA Energy Momentum Portfolio $499,000
Fidelity Corporate Bond ETF $431,000
First Trust International Multi-Asset Diversified Income Index Fund $170,000
Fidelity NASDAQ Composite Index Tracking Stock $100,000
First Trust STOXX European Select Dividend Index Fund $98,000
First Trust Developed Markets ex-US Small Cap AlphaDEX Fund $92,000
First Trust BICK Index Fund $80,000
First Trust Emerging Markets Local Currency Bond ETF $70,000
PowerShares Dynamic Semiconductors Portfolio $63,000
First Trust Mega Cap AlphaDEX Fund $62,000
First Trust CBOE S&P 500 VIX Tail Hedge Fund $55,000
First Trust Cloud Computing ETF $55,000
First Trust International IPO ETF $53,000
WisdomTree Total Earnings Fund $46,000
First Trust Value Line 100 Exchange-Traded Fund $43,000
First Trust Long/Short Equity ETF $42,000
First Trust Heitman Global Prime Real Estate ETF $33,000
First Trust NASDAQ-100 Ex-Technology Sector Index Fund $25,000
Fidelity MSCI Industrials Index ETF $23,000
Innovator IBD 50 Fund $20,000
First Trust Total US Market AlphaDEX ETF $20,000
ProShares Merger ETF $18,000
PowerShares Russell Midcap Pure Growth Portfolio $17,000
VanEck Vectors Environmental Services ETF $16,000
PowerShares Dynamic Building & Construction Portfolio $15,000
First Trust SSI Strategic Convertible Securities ETF $13,000
First Trust Switzerland AlphaDEX Fund $11,000
First Trust Chindia ETF $11,000
Fidelity MSCI Telecommunications Services Index ETF $9,000
First Trust United Kingdom AlphaDEX Fund $9,000
PowerShares DWA NASDAQ Momentum Portfolio $8,000
Guggenheim International Multi-Asset Income ETF $6,000
First Trust Strategic Income ETF $5,000
AdvisorShares QAM Equity Hedge ETF $3,000
ProShares Ultra Oil & Gas $3,000
PowerShares Dynamic Oil & Gas Services Portfolio $1,000



    Last updated on June 18, 2017
      • $1.5B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 9K
      • $176.3K
        Estimated Average Account Balance


    Firm Services

    There is no Services data available to display at this time.

    Firm Client types


    Current Advisors

    # of advisors


    name start date
    Dee Ann Rippetoe
    August 2009
    Jay B Gadberry
    April 2010
    William Elliot King
    September 2009
    Michael Wayne Manley
    July 2010
    Ephimia Coumanakos
    September 2011

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Wfg Investments, Inc. Broker-Dealer $21,260,630



        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        Claude Rufus Connelly Chief Operating Officer December, 2012 less than 5%
        Edward Richard Kern Chief Financial Officer February, 2014 less than 5%
        Thomas David Kowalczyk Senior Vice President March, 2014 less than 5%
        David Wilson Williams President/Chief Compliance Officer September, 2007 less than 5%
          Source: SEC


          Types of Compensation Arrangements

          • Percentage Of Assets
          • Hourly Charges
          • Fixed Fees