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ETF Holdings

Name Assets
WisdomTree Earnings 500 Fund $881,000
PowerShares DWA Technology Momentum Portfolio $685,000
PowerShares DWA Financial Momentum Portfolio $578,000
PowerShares DWA Energy Momentum Portfolio $499,000
First Trust Global Tactical Commodity Strategy Fund $363,000
First Trust Mid Cap Growth AlphaDEX Fund $198,000
Fidelity NASDAQ Composite Index Tracking Stock $100,000
First Trust STOXX European Select Dividend Index Fund $98,000
First Trust BICK Index Fund $80,000
First Trust Japan AlphaDEX Fund $69,000
PowerShares Dynamic Semiconductors Portfolio $63,000
WisdomTree Total Dividend Fund $56,000
First Trust Cloud Computing ETF $55,000
WisdomTree Total Earnings Fund $46,000
First Trust Value Line 100 Exchange-Traded Fund $43,000
First Trust Global Engineering and Construction ETF $31,000
First Trust NASDAQ ABA Community Bank Index Fund $28,000
First Trust NASDAQ-100 Ex-Technology Sector Index Fund $25,000
First Trust Total US Market AlphaDEX ETF $20,000
PowerShares Russell Midcap Pure Growth Portfolio $17,000
PowerShares Dynamic Building & Construction Portfolio $15,000
First Trust Latin America AlphaDEX Fund $14,000
Columbia Intermediate Municipal Bond ETF $14,000
First Trust Switzerland AlphaDEX Fund $11,000
First Trust Chindia ETF $11,000
iShares Morningstar Mid-Cap Value ETF $10,000
iShares Core 10+ Year USD Bond ETF $9,000
First Trust RBA Quality Income ETF $8,000
PowerShares DWA NASDAQ Momentum Portfolio $8,000
Guggenheim International Multi-Asset Income ETF $6,000
ProShares Ultra Oil & Gas $3,000
PowerShares Dynamic Oil & Gas Services Portfolio $1,000
iShares 1-3 Year International Treasury Bond ETF $1,000



    Last updated on June 18, 2017
      • $1.5B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 9K
      • $176.3K
        Estimated Average Account Balance


    Firm Services

    There is no Services data available to display at this time.

    Firm Client types


    Current Advisors

    # of advisors


    name start date
    Edward Augustin Orgeron
    October 2005
    William Chadwick Barber
    October 2009
    Stephen Edward Walker
    July 2004
    David Erle Hairston
    December 2010
    Mark William Fowler
    June 2009

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Wfg Investments, Inc. Broker-Dealer $21,260,630



        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        Claude Rufus Connelly Chief Operating Officer December, 2012 less than 5%
        Edward Richard Kern Chief Financial Officer February, 2014 less than 5%
        Thomas David Kowalczyk Senior Vice President March, 2014 less than 5%
        David Wilson Williams President/Chief Compliance Officer September, 2007 less than 5%
          Source: SEC


          Types of Compensation Arrangements

          • Percentage Of Assets
          • Hourly Charges
          • Fixed Fees