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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on Sept. 12, 2019
    • $4.2B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 17K
      Accounts
    • $251.5K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

60

name start date
Alexa Julianne Phillips
February 2016
Edward Joseph Finke
August 2018
Stephanie Marie Motzkus-Bakan
July 2019
Sean Timothy Murray
February 2001
James Theodore Smalling
January 2014

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Allworth Tax Solutions -- --
    Aw Securities Dual Registrant $0

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Scott Thomas Hanson Co-Chief Executive Officer July, 2017 less than 5%
      Patrick Carl Mcclain Co-Chief Executive Officer July, 2017 less than 5%
      David William Schauer Chief Investment Officer July, 2017 less than 5%
      Corey C Gamble Chief Compliance Officer July, 2017 less than 5%
      Peter John Engelken Chief Operating Officer July, 2017 less than 5%
      Steven Thomas Burnett President July, 2017 less than 5%
      Julia Carol Frise Secretary/Director Of Corporate Operations July, 2017 less than 5%
      Christopher Michael Oddy Chief Financial Officer April, 2018 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges