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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

Assets

Assets

Last updated on March 15, 2017
    • $295.3M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 780
      Accounts
    • $378.6K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

3

name start date
Michael William Rohm
May 2005
Kenneth Norman Ross
May 2005
Eric V. Maxwell
November 2011

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Michael William Rohm President February, 2000 50% to 75%
    Kenneth Norman Ross Executive Vice President/Chief Compliance Officer March, 2007 25% to 50%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets