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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Assets

Assets

Last updated on Sept. 9, 2019
    • $294.0M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 626
      Accounts
    • $469.6K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

3

name start date
Eric V. Maxwell
November 2011
Michael William Rohm
May 2005
Kenneth Norman Ross
May 2005

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Kenneth Norman Ross Executive Vice President/Chief Compliance Officer March, 2007 50% to 75%
    Michael William Rohm President February, 2000 10% to 25%
    Eric V. Maxwell Senior Vice President July, 2019 10% to 25%
      Source: SEC

      Fees

      There is no compensation data available to display at this time