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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Assets

Assets

Last updated on June 12, 2019
    • $745.2M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 1K
      Accounts
    • $616.4K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

4

name start date
Stephen Adell
May 2004
Mark Clifford Harriman
January 2005
Martha Leia Carpenter
May 2004
Marcus Berry
October 2017

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Stephen Adell Principal January, 1995 25% to 50%
    Mark Clifford Harriman Principal January, 1995 25% to 50%
    Martha Leia Carpenter Principal, Chief Compliance Officer January, 1995 25% to 50%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets