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Overview

Articles

Insights

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Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

    • N/A
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • N/A
      Accounts
    • N/A
      Estimated Average Account Balance

Services

Firm Services

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Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

40

name start date
Salvatore Favarolo
April 2011
Eugene David Lanton
October 1993
William Selvaggi
November 2009
Richard Franklin Seifer
January 2007
Keith Aaron Douglas
February 2019

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Inc. Bernard Herold & Co. Owner April, 2018 50% to 75%
    Lawrence Stephen Herold -- N/A 25% to 50%
    Paula Margaret Herold -- N/A 25% to 50%
    Barbara Patricia Lanton Financial Operations Principal February, 1999 5% to 10%
    Keith Michael Lanton President March, 2004 5% to 10%
    Wendy Diane Lanton Chief Compliance Officer February, 1999 5% to 10%
    Karen Tabak Trustee July, 2018 5% to 10%
      Source: FINRA

      Fees

      There is no compensation data available to display at this time