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Overview

Articles

Insights

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Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

    • N/A
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • N/A
      Accounts
    • N/A
      Estimated Average Account Balance

Services

Firm Services

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Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

39

name start date
Salvatore Favarolo
April 2011
Frank Fileccia
March 2008
Ira Arnold Cohen
January 2009
Rami Hofshi
January 2018
Burton Jay Drobnis
January 2009

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Inc. Bernard Herold & Co. Owner April, 2018 50% to 75%
    Lawrence Stephen Herold -- N/A 25% to 50%
    Paula Margaret Herold -- N/A 25% to 50%
    Barbara Patricia Lanton Financial Operations Principal February, 1999 5% to 10%
    Keith Michael Lanton President March, 2004 5% to 10%
    Wendy Diane Lanton Chief Compliance Officer February, 1999 5% to 10%
    Karen Tabak Trustee July, 2018 5% to 10%
      Source: FINRA

      Fees

      There is no compensation data available to display at this time