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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Name Assets
ProShares UltraPro QQQ $1,024,000
SPDR S&P 500 ETF Trust $815,000
Vanguard FTSE All-World ex US Index Fund $809,000
iShares Select Dividend ETF $771,000
Energy Select Sector SPDR Fund $661,000
Utilities Select Sector SPDR Fund $609,000
Technology Select Sector SPDR Fund $590,000
Consumer Staples Select Sector SPDR Fund $571,000
Consumer Discretionary Select Sector SPDR Fund $540,000
iShares MSCI Pacific ex Japan ETF $537,000
Industrial Select Sector SPDR Fund $480,000
Financial Select Sector SPDR Fund $478,000
iShares US Healthcare ETF $459,000
Materials Select Sector SPDR Fund $413,000
iShares MSCI EAFE ETF $338,000
Health Care Select Sector SPDR Fund $183,000
iShares Nasdaq Biotechnology ETF $139,000
SPDR Dow Jones Industrial Average ETF Trust $69,000
iShares US Utilities ETF $44,000
iShares US Consumer Goods ETF $40,000
iShares US Telecommunications ETF $37,000
SPDR S&P MidCap 400 ETF $34,000
iShares US Consumer Services ETF $32,000
iShares US Financials ETF $29,000
iShares US Industrials ETF $25,000
iShares US Technology ETF $25,000
iShares US Energy ETF $22,000
iShares Transportation Average ETF $17,000
iShares US Basic Materials ETF $17,000
Vanguard Emerging Markets Stock Index Fund $16,000
iShares MSCI Eurozone ETF $16,000
iShares MSCI Emerging Markets ETF $10,000
iShares MSCI Japan ETF $7,000
iShares 1-3 Year Treasury Bond ETF $6,000
Vanguard Short-Term Bond Index Fund $6,000
iShares 1-3 Year Credit Bond ETF $6,000
iShares MSCI Canada ETF $5,000
iShares US Home Construction ETF $2,000

    Assets

    Assets

    Last updated on June 12, 2019
      • $281.3M
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 968
        Accounts
      • $290.6K
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    There is no client type data to display at this time.

    Advisors

    Current Advisors

    # of advisors

    7

    name start date
    Sean Guldi
    May 2013
    Adam Thomas Oerther
    October 2012
    Jacqueline Ann Bos
    November 2012
    Adam Michael Howard
    July 2016
    Thomas Leonard Ellis
    January 2011

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Allan Abraham Cohen President/Ceo November, 2018 25% to 50%
      Jacqueline Ann Bos Chief Compliance Officer And Vice President January, 2009 25% to 50%
      Thomas Leonard Ellis Vice President November, 2017 25% to 50%
      Sean Guldi Chief Investment Officer January, 2018 5% to 10%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees