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Overview

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Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Name Assets
SPDR S&P 600 Small Cap ETF $477,000

    Assets

    Assets

    Last updated on Sept. 12, 2019
      • $4.2B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 3K
        Accounts
      • $1.4M
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    There is no client type data to display at this time.

    Advisors

    Current Advisors

    # of advisors

    13

    name start date
    Joseph Berkson Glossberg
    May 1999
    Jonathan Todd Vree
    May 2016
    Mark R. Goodman
    May 1997
    Peter Behr Kupferberg
    May 1997
    Scott Jarrett Frazin
    July 2016

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Charles Samuel Gofen Executive Committee Member/L.L.C. Member / Portfolio Manager May, 1997 10% to 25%
      Michael Joseph Stelmacki Executive Committee Member/L.L.C. Member / Research Director June, 2000 10% to 25%
      Peter Behr Kupferberg Executive Committee/L.L.C. Member / Portfolio Manager May, 1997 10% to 25%
      John William Myers L.L.C. Member / Portfolio Manager May, 1997 10% to 25%
      Daniel John Sobol L.L.C. Member / Portfolio Manager May, 1997 10% to 25%
      James Gordon Borovsky Executive Committee Member / L.L.C. Member / Portfolio Manager May, 1997 10% to 25%
      Mary Patricia Burke L.L.C. Member/Senior Research Analyst July, 2009 5% to 10%
      Mark Brown L.L.C. Member / General Counsel/Chief Compliance Officer September, 2005 5% to 10%
      Jonathan Todd Vree L.L.C. Member/Portfolio Manager July, 2009 5% to 10%
      Hongwu Wang L.L.C. Member/Chief Information Officer July, 2016 less than 5%
      William Harold Gofen L.L.C. Member / Portfolio Manager May, 1997 less than 5%
      Mark R. Goodman L.L.C. Member / Portfolio Manager May, 1997 less than 5%
      Joseph Berkson Glossberg L.L.C. Member / Portfolio Manager May, 1997 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Fixed Fees