Back to top

United Capital Financial Advisers

Overview

Articles

Assets

Assets

Last updated on April 2, 2020
    • $27.6B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 79K
      Accounts
    • $350.0K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

371

name start date
Tim Long, CFP®, CRPC®
May 2015
Eric Hutchinson, CFP®, CLU®, ChFC®
May 2015
Rob Hoxton IV, CFP®, AAMS, AIF®
April 2016
Daniel Leverett Rutter
December 2012
Stephen Snapp
August 2018

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Goldman Sachs & Co. LLC Dual Registrant $200,474,226,847
    Goldman Sachs Asset Management International IAR $313,534,699,770
    Goldman Sachs Asset Management, L.P. IAR $902,461,604,978
    Goldman Sachs Bank USA -- --
    Goldman Sachs Financial Markets, L.P. Dual Registrant --
    Goldman Sachs Global Advisory Products LLC IAR $0
    Goldman Sachs Hedge Fund Strategies LLC IAR $14,802,133,837
    Goldman Sachs Management Partners, L.P. -- --
    Gs Investment Strategies, LLC IAR $4,812,261,325
    J. Aron & Company LLC -- --
    Mercer Allied Company, L.P. Broker-Dealer --
    Pfe Advisors, Inc. IAR $11,883,870
    Rocaton Investment Advisors IAR $8,736,600,000
    The Ayco Company,L.P. IAR $12,758,157,752
    The Ayco Services Agency, L.P. -- --
    The Ayco Services Insurance Agency, Inc. -- --
    The Goldman Sachs Group, Inc. -- --
    The Goldman Sachs Trust Company of Delaware -- --
    The Goldman Sachs Trust Company, National Association -- --
    United Capital Risk Management -- --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Joseph John Duran Managing Director, President And Chief Executive Officer July, 2019 less than 5%
      Gary Lawrence Roth Managing Director July, 2019 less than 5%
      Michael John Capelle Managing Director July, 2019 less than 5%
      Jorge A Bernal Managing Director, Chief Operating Officer July, 2019 less than 5%
      Natasha Irina Pfeiffer Counsel July, 2019 less than 5%
      Steven Spencer Vice President, Chief Compliance Officer October, 2019 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Subscription Fees
        • Fixed Fees