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United Capital Financial Advisers

Overview

Articles

Assets

Assets

Last updated on July 25, 2019
    • $22.1B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 71K
      Accounts
    • $309.3K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

375

name start date
Eric Hutchinson, CFP®, CLU®, ChFC®
May 2015
Rob Hoxton IV, CFP®, AAMS, AIF®
April 2016
Tim Long, CFP®, CRPC®
May 2015
Christian A Yoss
March 2017
Phillip David Jacobson
September 2006

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Pfe Advisors, Inc. IAR $6,357,950
    United Capital Risk Management -- --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Kara Marie Murphy Chief Investment Officer May, 2018 less than 5%
      Joseph John Duran Director, Chief Executive Officer November, 2004 less than 5%
      Jorge A Bernal Chief Operating Officer July, 2016 less than 5%
      David Lamar Hallman Senior Vice President - Investment Oversight Committee Member January, 2013 less than 5%
      Kristina Cheh Beck Chief Legal Officer & Corporate Secretary January, 2017 less than 5%
      Michael John Capelle Director, Chief Platform Officer January, 2017 less than 5%
      Gary Lawrence Roth Director, Chief Business Officer January, 2017 less than 5%
      Jon Colin Frojen Chief Financial Officer And Treasurer January, 2016 less than 5%
      Michael Anson Herman Chief Compliance Officer October, 2008 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees