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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

Assets

Assets

Last updated on June 12, 2019
    • $783.6M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 821
      Accounts
    • $954.4K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

7

name start date
Tom Watson Doxey
June 1998
Thomas Harold Smith
March 2015
Ayako Yoshioka
April 2016
Ariel Alejandrino Da Silva
June 2016
Nicanor Mabunga Mamaril
June 2000

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Bruce Ansel Mandel Ceo/President March, 1998 less than 5%
    Nicanor Mabunga Mamaril Evp/Cfo/Coo/Chief Compliance Officer March, 1998 less than 5%
    Tom Watson Doxey Evp/Private Client Wealth Management March, 1998 less than 5%
    Thomas Lee Roley Passive Investor December, 2003 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Other