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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on Dec. 29, 2016
    • $714.9M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 4K
      Accounts
    • $167.4K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

314

name start date
Connie Lou Bally
May 2010
Gary Allen Graham
July 2015
Mallory Anne Messina
October 1991
Michael Stuart Petrucelli
November 2015
Gerald Gerard Beaudoin
July 2009

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Randall Lee Ciccati Shareholder September, 2012 10% to 25%
    Andrew Colin Sherwood Shareholder May, 2014 less than 5%
    Carly Marie Ciccati Shareholder May, 2014 less than 5%
    Austin Louis Ciccati Shareholder May, 2014 less than 5%
    Brittany Ann Sherwood Shareholder May, 2014 less than 5%
    Christopher John Simmers Chief Compliance Officer June, 2016 less than 5%
    Rameshwar Singh Director / Treasurer/President Of Advisory Services December, 2014 less than 5%
    Chelsea Amanda Sherwood Shareholder May, 2014 less than 5%
    Derek Jay Calton Vice President - Director December, 1997 less than 5%
    Joseph Richard Jr Haydel Vice President - Due Diligence Officer March, 1988 less than 5%
    John Stephen Simmers Trustee Of The Simmers Family Trust May, 2012 less than 5%
    Julie Nicole Simmers Shareholder May, 2014 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Hourly Charges
      • Fixed Fees
      • Commissions