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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on July 7, 2016
    • $415.7M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 3K
      Accounts
    • $146.7K
      Estimated Average Account Balance

Services

Firm Services

  • Financial Planning

  • Pension Consulting

Firm Client types

Advisors

Current Advisors

# of advisors

302

name start date
Connie Lou Bally
May 2010
Donald C Blackwell
January 2015
James Alfred Mcdaniel
August 2009
Matthew Brian Levens
February 2015
Terry Lanelle Tanner
August 2009

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Rameshwar Singh Shareholder May, 2014 10% to 25%
    Randall Lee Ciccati Shareholder September, 2012 10% to 25%
    Joseph Richard Jr Haydel Vice President - Due Diligence Officer March, 1988 less than 5%
    Derek Jay Calton Vice President - Director December, 1997 less than 5%
    Rameshwar Singh Director / Treasurer/President Of Advisory Services December, 2014 less than 5%
    Christopher John Simmers Director December, 2015 less than 5%
    Christopher John Simmers Chief Compliance Officer Of Advisory Services February, 2016 less than 5%
    Randall Lee Ciccati Ceo / Director June, 2014 less than 5%
    John Stephen Simmers Trustee Of The Simmers Family Trust May, 2012 less than 5%
    Scott Henry Sherwood Director September, 2012 less than 5%
    Andrew Colin Sherwood Shareholder May, 2014 less than 5%
    Brittany Ann Sherwood Shareholder May, 2014 less than 5%
    Christopher John Simmers Shareholder May, 2014 less than 5%
    Chelsea Amanda Sherwood Shareholder May, 2014 less than 5%
    Julie Nicole Simmers Shareholder May, 2014 less than 5%
    Austin L Ciccati Shareholder May, 2014 less than 5%
    Carly M Ciccati Shareholder May, 2014 less than 5%
    Robert Blair Greblunas Chief Compliance Officer / Vice President April, 2003 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Hourly Charges
      • Fixed Fees
      • Commissions