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Securities America Advisors, Inc.

Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on Aug. 18, 2017
    • $15.6B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 106K
      Accounts
    • $147.4K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

1,831

name start date
John Joseph Checki
June 2002
Bill Utes
July 2007
Steven James Bryer
October 2000
Paul M. Games, MSFS, CLU, ChFC, AEP, CFP®
March 2009
Andrew David Baillie
February 2017

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Arbor Point Advisors IAR $975,451,425
    Highland Capital Brokerage -- --
    Investacorp Advisory Services Inc IAR $1,633,197,180
    Investacorp, Inc. Broker-Dealer --
    Kms Financial Services, Inc Dual Registrant $5,929,512,705
    Ladenburg Capital Agency, Inc. -- --
    Ladenburg Thalmann & Co. Inc. Broker-Dealer --
    Ladenburg Thalmann Asset Management Inc IAR $1,996,228,090
    Ladenburg Thalmann Fund Management LLC IAR $24,476,373
    Premier Trust, Inc. -- --
    Securities America, Inc. Broker-Dealer --
    Securities Service Network, Inc. Broker-Dealer --
    Ssn Advisory, Inc. IAR $1,918,414,867
    Triad Advisors, Inc. Dual Registrant $724,287,000
    Triad Hybrid Solutions, LLC IAR $541,843,000

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Philip Salvatore Blancato Director November, 2011 less than 5%
      Paul Raymond Lofties Senior Vp, Wealth Management January, 2013 less than 5%
      Mark Thomas Lasswell Senior Vice President, Chief Compliance Officer, Aml Officer, Privacy Officer, Itpp Officer January, 2014 less than 5%
      Adam Scott Malamed Director November, 2011 less than 5%
      Brett H Kaufman Director November, 2011 less than 5%
      Kevin Joseph Miller Executive Vice President/ General Counsel, Corporate Secretary June, 2013 less than 5%
      Kirk Jesse Hulett Executive Vp, Strategy And Practice Management /Director January, 2012 less than 5%
      Doreen Louise Griffith Executive Vp/Chief Information Officer January, 2012 less than 5%
      Joseph Giovanniello Director November, 2011 less than 5%
      Gregg Howard Johnson Executive Vice President, Branch Office Development And Acquisitions February, 2008 less than 5%
      Dennis Michael King Senior Vp, Business Development May, 2007 less than 5%
      James Delwyn Nagengast Ceo/Director August, 2010 less than 5%
      Pamela Janine Wertheim President/Director October, 1993 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Commissions
        • Other