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Securities America Advisors, Inc.




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ETF Holdings

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Last updated on Aug. 18, 2017
    • $15.6B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 106K
    • $147.4K
      Estimated Average Account Balance


Firm Services

There is no Services data available to display at this time.

Firm Client types


Current Advisors

# of advisors


name start date
Bill Utes
July 2007
John Joseph Checki
June 2002
Steven James Bryer
October 2000
Paul M. Games, MSFS, CLU, ChFC, AEP, CFP®
March 2009
Andrew David Baillie
February 2017

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Arbor Point Advisors IAR $975,451,425
    Highland Capital Brokerage -- --
    Investacorp Advisory Services Inc IAR $1,633,197,180
    Investacorp, Inc. Broker-Dealer --
    Kms Financial Services, Inc Dual Registrant $5,929,512,705
    Ladenburg Capital Agency, Inc. -- --
    Ladenburg Thalmann & Co. Inc. Broker-Dealer --
    Ladenburg Thalmann Asset Management Inc IAR $1,996,228,090
    Ladenburg Thalmann Fund Management LLC IAR $24,476,373
    Premier Trust, Inc. -- --
    Securities America, Inc. Broker-Dealer --
    Securities Service Network, Inc. Broker-Dealer --
    Ssn Advisory, Inc. IAR $1,918,414,867
    Triad Advisors, Inc. Dual Registrant $724,287,000
    Triad Hybrid Solutions, LLC IAR $541,843,000



      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Philip Salvatore Blancato Director November, 2011 less than 5%
      Paul Raymond Lofties Senior Vp, Wealth Management January, 2013 less than 5%
      Mark Thomas Lasswell Senior Vice President, Chief Compliance Officer, Aml Officer, Privacy Officer, Itpp Officer January, 2014 less than 5%
      Adam Scott Malamed Director November, 2011 less than 5%
      Brett H Kaufman Director November, 2011 less than 5%
      Kevin Joseph Miller Executive Vice President/ General Counsel, Corporate Secretary June, 2013 less than 5%
      Kirk Jesse Hulett Executive Vp, Strategy And Practice Management /Director January, 2012 less than 5%
      Doreen Louise Griffith Executive Vp/Chief Information Officer January, 2012 less than 5%
      Joseph Giovanniello Director November, 2011 less than 5%
      Gregg Howard Johnson Executive Vice President, Branch Office Development And Acquisitions February, 2008 less than 5%
      Dennis Michael King Senior Vp, Business Development May, 2007 less than 5%
      James Delwyn Nagengast Ceo/Director August, 2010 less than 5%
      Pamela Janine Wertheim President/Director October, 1993 less than 5%
        Source: SEC


        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Commissions
        • Other