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Overview

Articles

Holdings

ETF Holdings

Name Assets
WisdomTree Bloomberg Floating Rate Treasury Fund $2,901,000
Deutsche X-trackers Municipal Infrastructure Revenue Bond ETF $1,946,000
iShares Morningstar Large-Cap Value ETF $1,657,000
Pacer Trendpilot 100 ETF $1,357,000
First Trust Small Cap Growth AlphaDEX Fund $1,205,000
Pacer Trendpilot European Index ETF $921,000
First Trust Mid Cap Growth AlphaDEX Fund $720,000
iShares Morningstar Mid-Cap Value ETF $692,000
YieldShares High Income ETF $659,000
Vanguard S&P Small-Cap 600 Index Fund $655,000
First Trust Global Tactical Commodity Strategy Fund $546,000
Vanguard Russell 2000 Growth Index Fund $544,000
Schwab Fundamental Emerging Markets Large Company Index ETF $533,000
iShares iBonds Mar 2023 Term Corporate ex-Financials ETF $514,000
WisdomTree Total Dividend Fund $495,000
Fidelity MSCI Information Technology Index ETF $482,000
ProShares S&P MidCap 400 Dividend Aristocrats ETF $465,000
SPDR SSGA US Small Cap Low Volatility Index ETF $395,000
Global X SuperDividend REIT ETF $394,000
Victory CEMP US EQ Income Enhanced Volatility Wtd Index ETF $361,000
Schwab Fundamental International Large Company Index ETF $360,000
SPDR S&P 600 Small Cap ETF $302,000
Victory CEMP US Discovery Enhanced Volatility Wtd Index ETF $272,000
Fidelity MSCI Consumer Discretionary Index ETF $262,000
Goldman Sachs ActiveBeta Japan Equity ETF $250,000
VanEck Vectors-Investment Grade Floating Rate ETF $233,000
Arrow DWA Tactical ETF $207,000
PureFunds ISE Junior Silver (Small Cap Miners/Explorers) ETF $196,000

    Assets

    Assets

    Last updated on Dec. 15, 2018
      • $20.5B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 76K
        Accounts
      • $271.1K
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    There is no client type data to display at this time.

    Advisors

    Current Advisors

    # of advisors

    3,255

    name start date
    Michael A. Coelho, AIF®
    May 2011
    Michael B. Keeler, CFP®, CLTC
    September 2017
    Kenneth B. McEwen, CLU, ChFC
    September 2013
    Howard Erman
    August 1983
    Herbert Nelson Messick
    August 2001

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Associates In Excellence, Inc. -- --
      Cetera Advisor Networks Insurance Services LLC -- --
      Cetera Advisors Insurance Services LLC -- --
      Cetera Advisors LLC Dual Registrant $13,550,472,236
      Cetera Advisory Services LLC -- --
      Cetera Financial Specialists LLC Broker-Dealer --
      Cetera Investment Advisers LLC IAR $7,816,218,055
      Cetera Investment Management LLC -- --
      Cetera Investment Services LLC Broker-Dealer $0
      Fasi Insurance Services, Inc. -- --
      Fasi of Tx, Inc. -- --
      First Allied Advisory Services, Inc. IAR $4,542,958,875
      First Allied Retirement Services, Inc. -- --
      Sbs Insurance Services of Fl, Inc -- --
      Sbs of California Insurance Agency, Inc -- --
      Summit Brokerage Services, Inc. Broker-Dealer --
      Summit Financial Group Inc IAR $3,799,519,864

        Leadership

        Ownership

        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        Joseph Daniel Neary Chief Compliance Officer February, 2018 less than 5%
        Catherine Mccormack Bonneau Chief Operating Officer February, 2018 less than 5%
        Thomas Byron Taylor President And Manager February, 2017 less than 5%
        Timothy Patrick Stone Senior Vice President February, 2017 less than 5%
        Gregory Alan Olson Assistant Secretary July, 2016 less than 5%
        Mark Paul Shelson Treasurer July, 2016 less than 5%
        Kristy Marie Haley Advisory Chief Compliance Officer November, 2015 less than 5%
        Adam Nicholas Antoniades Manager May, 2015 less than 5%
        Brett Lamar Harrison Manager May, 2015 less than 5%
        Ramon Ramos Money Laundering Reporting Officer February, 2013 less than 5%
        Stanley Robert Smiley Vice President November, 2007 less than 5%
          Source: SEC

          Fees

          There is no compensation data available to display at this time