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Overview

Articles

Assets

Assets

Last updated on Aug. 1, 2018
    • $15.3B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 68K
      Accounts
    • $224.5K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

3,358

name start date
Michael A. Coelho, AIF®
May 2011
Kenneth B. McEwen, CLU, ChFC
September 2013
Howard Erman
August 1983
Michael B. Keeler, CFP®, CLTC
September 2017
Herbert Nelson Messick
August 2001

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Associates In Excellence, Inc. -- --
    Cetera Advisor Networks Insurance Services LLC -- --
    Cetera Advisors Insurance Services LLC -- --
    Cetera Advisors LLC Dual Registrant $10,963,478,052
    Cetera Financial Specialists LLC Broker-Dealer --
    Cetera Investment Advisers LLC IAR $7,816,218,055
    Cetera Investment Services LLC Broker-Dealer $0
    Fasi Insurance Services, Inc. -- --
    Fasi of Tx, Inc. -- --
    First Allied Advisory Services, Inc. IAR $4,542,958,875
    First Allied Retirement Services, Inc. -- --
    First Allied Securities, Inc. Dual Registrant $0
    Forwardframe LLC IAR $0
    Girard Securities, Inc. Dual Registrant $596,796,627
    Sbs Insurance Services of Fl, Inc -- --
    Sbs of California Insurance Agency, Inc -- --
    Summit Brokerage Services, Inc. Broker-Dealer --
    Summit Financial Group Inc IAR $3,799,519,864
    Tower Square Investment Management LLC IAR $0

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Timothy Patrick Stone Senior Vice President February, 2017 less than 5%
      Gregory Alan Olson Assistant Secretary July, 2016 less than 5%
      James David Ballard Manager And Vice President July, 2016 less than 5%
      Bryan K Jacobsen Bd Chief Compliance Officer And Secretary April, 2012 less than 5%
      Mark Paul Shelson Treasurer July, 2016 less than 5%
      Thomas Byron Taylor President And Chief Executive Officer February, 2017 less than 5%
      Kristy Marie Haley Advisory Chief Compliance Officer November, 2015 less than 5%
      Adam Nicholas Antoniades Manager May, 2015 less than 5%
      Brett Lamar Harrison Manager May, 2015 less than 5%
      Ramon Ramos Money Laundering Reporting Officer February, 2013 less than 5%
      Stanley Robert Smiley Vice President November, 2007 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Commissions