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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on Aug. 3, 2017
    • $2.0B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 21K
      Accounts
    • $97.1K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

35

name start date
Mark Adam Scanlan
June 2013
Terrence F O'Reilly
May 2017
Matthew John Henry
February 2018
Donald Raymond Delaria
September 2012
Stephen Ryan Fischer
November 2017

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    William Robert Nelson Principal / Chief Investment Officer June, 2008 10% to 25%
    Scott Christopher Winters Ceo February, 2014 10% to 25%
    Jason Eric Luhan Chief Compliance Officer / Amlco May, 2015 less than 5%
    Jennifer Christine Winters Evp February, 2007 less than 5%
    Mark Granville Thompson Chief Financial Officer June, 2015 less than 5%
    Gary Joel Nemer General Counsel October, 2015 less than 5%
    Joseph Francis Hunter Chief Operating Officer March, 2017 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets