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Overview

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Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Name Assets
PowerShares DB Opt Yld Dvsd Comdty Strategy $39,421,000
PIMCO 1-3 Year US Treasury Index Exchange Traded Fund $32,080,000
Schwab Short-Term US Treasury ETF $15,778,000
Schwab Intermediate-Term US Treasury ETF $9,899,000
First Trust Low Duration Opportunities ETF $7,141,000
Deutsche X-trackers Investment Grade Bond - Interest Rate Hedged ETF $3,565,000
Fidelity MSCI Information Technology Index ETF $2,988,000
Guggenheim BulletShares 2020 High Yield Corporate Bond ETF $2,403,000
iShares International High Yield Bond ETF $2,038,000
AdvisorShares Newfleet Multi-Sector Income ETF $1,931,000
Guggenheim S&P 500 Equal Weight Financials ETF $1,760,000
Guggenheim BulletShares 2021 Corporate Bond ETF $1,267,000
Guggenheim S&P 500 Equal Weight Industrials ETF $1,260,000
iShares International Preferred Stock ETF $1,172,000
SPDR S&P 500 Value ETF $1,000,000
WisdomTree SmallCap Earnings Fund $964,000
PowerShares Global Short Term High Yield Bond Portfolio $855,000
SPDR S&P 400 Mid Cap Growth ETF $773,000
PowerShares Chinese Yuan Dim Sum Bond Portfolio $720,000
iShares Emerging Markets High Yield Bond ETF $618,000
iShares Morningstar Small-Cap Value ETF $558,000
SPDR S&P 400 Mid Cap Value ETF $536,000
Guggenheim S&P SmallCap 600 Pure Growth ETF $527,000
Guggenheim S&P 500 Equal Weight Real Estate ETF $414,000
SPDR STOXX Europe 50 ETF $378,000
ProShares UltraShort 7-10 Year Treasury $327,000
SPDR BofA Merrill Lynch Crossover Corporate Bond ETF $251,000
ProShares MSCI EAFE Dividend Growers ETF $238,000
ProShares Ultra Utilities $223,000

    Assets

    Assets

    Last updated on Aug. 3, 2017
      • $2.0B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 21K
        Accounts
      • $97.1K
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    Advisors

    Current Advisors

    # of advisors

    31

    name start date
    William Robert Nelson
    May 2004
    Kurtis R Nolan
    February 2017
    Joel Timothy Bennett
    February 2016
    John Battista Napoleone
    July 2017
    Patrick Manderson Comer
    September 2015

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      William Robert Nelson Principal / Chief Investment Officer June, 2008 10% to 25%
      Scott Christopher Winters Ceo February, 2014 10% to 25%
      Jason Eric Luhan Chief Compliance Officer / Amlco May, 2015 less than 5%
      Jennifer Christine Winters Evp February, 2007 less than 5%
      Mark Granville Thompson Chief Financial Officer June, 2015 less than 5%
      Gary Joel Nemer General Counsel October, 2015 less than 5%
      Joseph Francis Hunter Chief Operating Officer March, 2017 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets