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Overview

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Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Name Assets
PIMCO 1-3 Year US Treasury Index Exchange Traded Fund $41,909,000
SPDR Barclays 1-3 Month T-Bill ETF $18,280,000
ProShares Large Cap Core Plus $9,863,000
First Trust Low Duration Opportunities ETF $4,061,000
iShares Core 1-5 Year USD Bond ETF $2,633,000
SPDR Barclays Investment Grade Floating Rate ETF $2,296,000
Guggenheim BulletShares 2019 Corporate Bond ETF $1,707,000
iShares International High Yield Bond ETF $1,440,000
Deutsche X-trackers Investment Grade Bond - Interest Rate Hedged ETF $1,399,000
VanEck Vectors-Investment Grade Floating Rate ETF $1,381,000
SPDR S&P 500 Growth ETF $1,374,000
Guggenheim BulletShares 2020 Corporate Bond ETF $1,252,000
WisdomTree Global ex-US Real Estate Fund $1,236,000
SPDR S&P Global Infrastructure ETF $1,131,000
iShares Baa - Ba Rated Corporate Bond ETF $1,038,000
iShares Emerging Markets High Yield Bond ETF $1,013,000
iShares International Preferred Stock ETF $990,000
PowerShares Global Short Term High Yield Bond Portfolio $973,000
PIMCO Global Advantage Inflation-Linked Bond Exchange-Traded Fund $945,000
Global X SuperIncome Preferred ETF $749,000
AdvisorShares Newfleet Multi-Sector Income ETF $693,000
SPDR S&P 500 Value ETF $681,000
WisdomTree SmallCap Earnings Fund $664,000
WisdomTree SmallCap Dividend Fund $634,000
SPDR S&P 600 Small Cap Value ETF $624,000
SPDR S&P 400 Mid Cap Growth ETF $602,000
First Trust Technology AlphaDEX Fund $571,000
ProShares USD Covered Bond $520,000
SPDR S&P 600 Small Cap Growth ETF $443,000
First Trust Financial AlphaDEX Fund $440,000
SPDR BofA Merrill Lynch Crossover Corporate Bond ETF $431,000
iShares Morningstar Small-Cap Value ETF $418,000
SPDR S&P 400 Mid Cap Value ETF $399,000
Guggenheim S&P SmallCap 600 Pure Growth ETF $334,000
ProShares Ultra 20+ Year Treasury $276,000
SPDR STOXX Europe 50 ETF $260,000
ProShares UltraShort 7-10 Year Treasury $254,000
SPDR S&P Emerging Latin America ETF $247,000
First Trust Energy AlphaDEX Fund $218,000

    Assets

    Assets

    Last updated on Sept. 9, 2016
      • $1.7B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 15K
        Accounts
      • $111.3K
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    Advisors

    Current Advisors

    # of advisors

    21

    name start date
    William Robert Nelson
    May 2004
    Kenneth Allan Sutherland
    May 2013
    Benjamin Aneurin Huggin
    November 2015
    Pamela Sue Nevil
    March 2015
    Mark Adam Scanlan
    June 2013

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Scott Christopher Winters Ceo February, 2014 25% to 50%
      William Robert Nelson Principal / Chief Investment Officer June, 2008 less than 5%
      Jason Eric Luhan Chief Compliance Officer / Amlco May, 2620 less than 5%
      Jennifer Christine Winters Evp February, 2007 less than 5%
      Mark Thompson Chief Financial Officer June, 2015 less than 5%
      Gary Nemer General Counsel October, 2015 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets