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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on July 1, 2016
    • $1.7B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 15K
      Accounts
    • $111.3K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

23

name start date
William Robert Nelson
May 2004
Andrew Gerard Rosner
October 2015
Christine Couvillon Smith
July 2015
Brian Wayne Debruin
October 2014
Matthew David Canter
July 2016

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Scott Christopher Winters Ceo February, 2014 25% to 50%
    William Robert Nelson Principal / Chief Investment Officer June, 2008 less than 5%
    Jason Eric Luhan Chief Compliance Officer / Amlco May, 2620 less than 5%
    Jennifer Christine Winters Evp February, 2007 less than 5%
    Mark Thompson Chief Financial Officer June, 2015 less than 5%
    Gary Nemer General Counsel October, 2015 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets