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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

    • N/A
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • N/A
      Accounts
    • N/A
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

137

name start date
Katie Marie Smith
March 2009
Laura Lee Gelchie
June 2006
Philip John Esposito
September 2005
Mark C Tibergien
January 2008
Jimmie Lee Crapps
December 2007

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Acn 003 231 828 Limited -- --
    Alcentra Ny, LLC IAR $12,021,813,690
    Arx Investimentos Ltda IAR $1,942,411,214
    Blackfriars Asset Management Limited IAR $146,271,533
    Bny Convergex Limited -- --
    Bny Investment Advisors IAR $27,071,210,071
    Bny Markets Limited -- --
    Bny Mellon Am Korea Limited -- --
    Bny Mellon Asset Management Australia Limited -- --
    Bny Mellon Asset Management Canada Limited -- --
    Bny Mellon Asset Management Hong Kong Limited -- --
    Bny Mellon Asset Management International Limited -- --
    Bny Mellon Asset Management Japan Limited IAR $23,048,703,318
    Bny Mellon Capital Markets Emea Limited -- --
    Bny Mellon Capital Markets, LLC Broker-Dealer --
    Bny Mellon Servicos Financeiros Distribuidora De Titulos E Valores Mobiliaros (Dtvm) S.A. -- --
    Bny Mellon Western Fund Management Company Limited -- --
    Centersquare Investment Management Holdings, Inc. IAR $577,442,895
    Centersquare Investment Management, Inc. IAR $7,908,827,783
    Convergex Asia Pacific Limited -- --
    Convergex Execution Solutions LLC Broker-Dealer $0
    Convergex Prime Services LLC -- --
    Eacm Advisors LLC IAR $4,441,949,680
    Eze Castle Transaction Services LLC Broker-Dealer --
    G-Trade Services LLC Broker-Dealer --
    Pareto New York LLC IAR $5,767,427,801
    Ivy Asset Management LLC IAR $0
    Liquidpoint, LLC Broker-Dealer --
    Lockwood Advisors Inc IAR $6,896,824,082
    Mbsc Securities Corporation Dual Registrant $1,320,648,388
    Mellon Capital Management Corporation IAR $251,868,495,573
    Mellon Hedge Advisors IAR $365,319,567
    Newton Investment Management (North America) Ltd IAR $5,842,708,534
    Pershing (Channel Islands) Limited -- --
    Pershing Limited -- --
    Pershing LLC Broker-Dealer $0
    Pershing Securities Australia Pty Ltd. -- --
    Pershing Securities Canada Limited -- --
    Pershing Securities International Limited -- --
    Pershing Securities Limited -- --
    Pershing Securities Singapore Private Limited -- --
    Standish IAR $130,228,574,672
    The Bank of New York Capital Markets Limited -- --
    The Bank of New York Mellon (International) Limited -- --
    The Bank of New York Mellon Corporation -- --
    The Boston Company Asset Management LLC IAR $20,288,219,555
    The Dreyfus Corporation IAR $256,107,030,942
    Walter Scott & Partners Limited IAR $59,421,477,409
    Westminster Research Associates LLC Broker-Dealer --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Thomas Hazen Valverde Board Member August, 2012 less than 5%
      Mark C Tibergien Board Member, Chief Executive Officer (Ceo) April, 2008 less than 5%
      Kevin Z. Taylor Chief Compliance Officer (Cco) November, 2009 less than 5%
      Brian Thomas Shea Board Member April, 2008 less than 5%
      Claire H. Santaniello Board Member June, 2012 less than 5%
      Karen N Novak Board Member, Chief Operating Officer (Coo) April, 2008 less than 5%
      Gerard Francis Mulligan Chief Financial Officer (Cfo), Finop September, 2007 less than 5%
      Lisa Ann Dolly Board Member April, 2011 less than 5%
      Ronald Decicco Board Member April, 2008 less than 5%
      Ronald Bernie Canty Head Of Operations January, 2010 less than 5%
      Hugh Patrick Jr. Campbell Board Member December, 2006 less than 5%
      Patricia Ann Bicket Secretary September, 2005 less than 5%
        Source: FINRA

        Fees

        There is no compensation data available to display at this time