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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on June 9, 2019
    • $2.9B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 66K
      Accounts
    • $43.8K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

33

name start date
Steven Franz Schneider
March 2014
Daniel Stephen Fay
February 2019
Clayton Thomas Shiver
August 2010
Judson Philip Doherty
September 2004
Marie Elizabeth Kelley
July 2008

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Timothy Allen Chapman Chairman July, 2016 less than 5%
    Judson Philip Doherty President, Ceo April, 2015 less than 5%
    Duane Leo Bernt Chief Financial Officer September, 2011 less than 5%
    Michael Roy Burns Elected Manager June, 2011 less than 5%
    Roger B. Kafker Elected Manager June, 2011 less than 5%
    Michael Chlan Chief Technology Officer / Chief Operating Officer April, 2011 less than 5%
    Bradley Adam Thompson Chief Investment Officer April, 2011 less than 5%
    Michael David Isaac Chief Compliance Officer April, 2011 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets