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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Name Assets
ETFS Physical Swiss Gold Shares $2,117,000
ProShares Ultra QQQ $1,635,000

    Assets

    Assets

    Last updated on June 4, 2019
      • $201.0M
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 350
        Accounts
      • $574.2K
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    There is no client type data to display at this time.

    Advisors

    Current Advisors

    # of advisors

    2

    name start date
    Lance Shigeo Ichikawa
    May 2010
    John Ray Turbeville
    February 2010

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Aria Wealth Management IAR $130,669,388

        Leadership

        Ownership

        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        Elizabeth Luna Secretary May, 2017 25% to 50%
        Erik Allen Schei Chief Compliance Officer December, 2016 less than 5%
          Source: SEC

          Fees

          Types of Compensation Arrangements

          • Percentage Of Assets
          • Hourly Charges