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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on July 25, 2019
    • $2.3B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 6K
      Accounts
    • $384.0K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

26

name start date
Eric Gerhard Shisler
June 2014
Daniel Beale Roe
January 2001
Michael Scott Rister
February 2019
Daniel Lawrence Due
November 2002
Nolan Gladieux
October 2017

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Daniel Beale Roe Co-Chief Executive Officer, Chief Investment Officer, & Member Of The Board Of Directors April, 1996 25% to 50%
    John David Schuman Co-Chief Executive Officer, Chief Planning Officer, Chief Compliance Officer, & Member Of The Board Of Directors June, 2001 25% to 50%
    Aaron Timothy Armstrong Sr. Wealth Manager, Member Of Board Of Directors May, 2014 10% to 25%
    Gary John Marcinick Executive Vice President Of Business Development June, 2006 10% to 25%
    Brian Rocco Jack Vice President, Director Of Operations June, 2015 5% to 10%
    Daniel Lawrence Due Sr. Wealth Manager May, 2003 5% to 10%
    Peggy Miller Ruhlin Chair Of The Board Of Directors February, 2019 less than 5%
    James Louis Budros Member Of The Board Of Directors February, 2019 less than 5%
    Michael Scott Rister President February, 2019 less than 5%
    Karen Marie Thompson Director Of Human Resources October, 2014 less than 5%
    Tracie Christine Patten Sr. Director Of Marketing July, 2019 less than 5%
    Eric Gerhard Shisler Vice President & Director Of Research November, 2013 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Hourly Charges
      • Fixed Fees
      • Other