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Overview

Articles

Assets

Assets

Last updated on Sept. 21, 2019
    • $1.5B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 6K
      Accounts
    • $232.3K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

73

name start date
Carolanne Marie Chavanne
March 2019
Erin Michael Goergen
August 2013
Alano David Massi
December 2017
Mark Robert Minarik
March 2018
Zachary Paul Liggett
January 2019

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Sungarden Fund Management IAR $37,000,000

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Craig Paul Morningstar Chief Operating Officer July, 2012 less than 5%
      James Richard Cannon Chief Executive Officer December, 2008 less than 5%
      Cherie Jean Jolly Chief Compliance Officer November, 2016 less than 5%
      James Gerard Palumbo Chief Development Officer April, 2018 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Other